Conrad A. Roskelley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conrad Arthur Roskelley was a registered financial professional .
Conrad is a previously registered financial professional and started their career in finance in 1970. Conrad had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2016 - October 4, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 18, 2016 - October 4, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 13, 2007 - December 8, 2016
JACKSON ROSKELLEY WEALTH ADVISORS, INC.
March 29, 2007 - April 29, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 13, 2007 - April 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 31, 2005 - March 29, 2007
OSAIC SERVICES, INC.
February 3, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
July 1, 2003 - December 13, 2004
DEGREEN FINANCIAL, INC.
July 17, 2002 - June 18, 2003
CORNERSTONE FINANCIAL PLANNING, INC.
November 16, 1994 - January 22, 2004
SUNAMERICA SECURITIES, INC.
July 17, 1990 - November 17, 1994
USLIFE EQUITY SALES CORP.
July 19, 1989 - July 23, 1990
OSAIC FS, INC.
May 29, 1987 - July 27, 1989
HAL WEBER & COMPANY
April 16, 1984 - May 12, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
December 13, 1983 - January 30, 1984
MAI SECURITIES CORPORATION
June 5, 1981 - November 1, 1983
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
May 1, 1979 - June 12, 1981
USLIFE EQUITY SALES CORP.
December 5, 1972 - May 1, 1979
USLIFE EQUITY SALES CORP
September 15, 1971 - June 6, 1972
OPPENHEIMER ASSET MANAGEMENT CORPORATION
June 24, 1970 - November 4, 1971
CORNERSTONE FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/2/1967
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
