Brandon P. Bastunas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Peter Bastunas, who also goes by Brandon Bastunas, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2000. Brandon had worked at 16 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - August 21, 2023
FREEDOM INVESTMENT MANAGEMENT, INC.
February 4, 2021 - December 31, 2022
PORTSMOUTH FINANCIAL SERVICES
July 22, 2020 - January 28, 2021
ASSETMARK BROKERAGE, LLC
July 17, 2020 - January 28, 2021
ASSETMARK, INC.
September 10, 2018 - April 15, 2020
FREEDOM INVESTMENT MANAGEMENT, INC.
September 10, 2018 - January 18, 2019
EQIS SECURITIES, LLC
May 29, 2018 - September 5, 2018
SIGNATOR INVESTORS, INC.
May 29, 2018 - September 5, 2018
SIGNATOR INVESTORS, INC.
July 7, 2014 - May 22, 2017
MORGAN STANLEY
July 7, 2014 - May 22, 2017
MORGAN STANLEY
May 23, 2011 - September 24, 2013
CREDIT SUISSE SECURITIES (USA) LLC
May 11, 2011 - September 24, 2013
CREDIT SUISSE SECURITIES (USA) LLC
March 17, 2009 - April 28, 2011
LWI FINANCIAL INC.
March 16, 2009 - April 28, 2011
LORING WARD SECURITIES INC.
April 3, 2006 - July 25, 2008
LEERINK PARTNERS LLC
June 24, 2004 - December 9, 2005
WELLS FARGO INVESTMENTS, LLC
June 24, 2004 - December 9, 2005
WELLS FARGO INVESTMENTS, LLC
August 12, 2003 - April 30, 2004
STATE FARM VP MANAGEMENT CORP.
June 11, 2002 - March 31, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
May 31, 2002 - March 31, 2003
IDS LIFE INSURANCE COMPANY
May 31, 2002 - March 31, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
January 25, 2000 - March 3, 2000
JANUS HENDERSON DISTRIBUTORS US LLC
Primary Firm SEC Registration
FREEDOM INVESTMENT MANAGEMENT, INC.
CRD#: 126052 / SEC#: 801-68642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 2/1/2007
Limited Representative-Equity Trader ExamCurrent Firm
FREEDOM INVESTMENT MANAGEMENT, INC.
CRD#: 126052 / SEC#: 801-68642
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 605,511,089 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
