Robert A. Snape
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Andrew Snape was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2010 - September 1, 2023
BDO CAPITAL ADVISORS, LLC
June 10, 2009 - September 7, 2010
SMG SECURITIES, INC.
April 1, 2004 - February 17, 2009
BANC OF AMERICA SECURITIES LLC
September 5, 2000 - April 1, 2004
APEX CLEARING CORPORATION
March 29, 2000 - September 5, 2000
ROBERTSON STEPHENS, INC.
November 9, 1999 - March 31, 2000
APEX CLEARING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BDO CAPITAL ADVISORS, LLC
CRD#: 109679 / SEC#: , 8-53100
Contact information
FINRA licenses (28 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
