Valorie J. Bonisese
Professional summary
Valorie Jane Bonisese, who also goes by Valorie Bonisese VIviano, is a registered financial professional currently at CETERA INVESTMENT SERVICES LLC located in Hellertown, Pennsylvania.
Valorie is registered as a RR (Registered Representative) and started their career in finance in 1999. Valorie has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Valorie Jane Bonisese's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2021 - Present
CETERA INVESTMENT SERVICES LLC
January 2, 2018 - December 1, 2020
BB&T SECURITIES, LLC
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 26, 2010 - July 12, 2016
CETERA INVESTMENT SERVICES LLC
October 20, 2009 - January 22, 2010
CITIZENS SECURITIES, INC.
October 16, 2007 - October 6, 2009
CETERA INVESTMENT SERVICES LLC
March 3, 2005 - October 17, 2007
KNBT SECURITIES, INC.
April 29, 2003 - February 14, 2005
CETERA INVESTMENT SERVICES LLC
December 2, 2002 - April 25, 2003
AMERIPRISE ADVISOR SERVICES, INC.
January 23, 2001 - August 1, 2002
CETERA INVESTMENT SERVICES LLC
September 14, 2000 - January 10, 2001
MONY SECURITIES CORPORATION
March 6, 2000 - September 20, 2000
PRUCO SECURITIES, LLC.
November 10, 1999 - February 15, 2000
IDS LIFE INSURANCE COMPANY
November 10, 1999 - February 15, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2024)
(1/4/2021)
Exams
FINRA
Current Firm
CETERA INVESTMENT SERVICES LLC
CRD#: 15340 / SEC#: 801-45573, 8-31826
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| CASEY, SEAN PATRICK | VICE PRESIDENT | 2156290 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HANAU, JENNIFER LEIGH | VICE PRESIDENT | 2898698 |
| HOLWEGER, KIMBERLEY ANN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| REINHOLZ, CHRISTOPHER JON | VICE PRESIDENT, DIRECTOR OF TRADING | 1961258 |
| RUMMEL, LEANN RENEE | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1965155 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WEITHAUS, GWENDOLYN | CHIEF COMPLIANCE OFFICER | 2445442 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
