Joseph J. Dankowski

OSAIC WEALTH

HUNT VALLEY, MD 21030

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CRD#: 4045676

Professional summary

Joseph John Dankowski JR, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Hunt Valley, Maryland.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HERITAGE FINANCIAL CONSULTANTS, LLC 307 INTERNATIONAL CIRCLE SUITE 390 HUNT VALLEY, MD 21030 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, INDEXED ANNUITIES, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, TRADITIONAL LIFE INSURANCE, LIFE SETTLEMENTS, LONG-TERM CARE INSURANCE. START DATE: 11/2022 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20 2)MARYLAND FINANCIAL PLANNER, LTD. 201 THOMAS JOHNSTON DR STE 200 FREDERICK MD CATEGORY: INSURANCE/LLC OWNERSHIP INVESTMENT RELATED: YES TITLE: AGENT/OWNER DUTIES: SALE AND SERVICE OF ACCIDENT INSURANCE, HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, TRADITIONAL LIFE INSURANCE START DATE: 11/2023 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Dankowski JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Joseph John Dankowski JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 307 International Circle Suite 390, Hunt Valley, MD 21030Office #2: 201 Thomas Johnson Drive Suite 200, Frederick, MD 21702

RIA

CRD#: 23131

HUNT VALLEY, MD

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 307 International Circle Suite 390, Hunt Valley, MD 21030Office #2: 201 Thomas Johnson Drive Suite 200, Frederick, MD 21702

RIA

CRD#: 23131

HUNT VALLEY, MD

Past

November 18, 2022 - January 24, 2025

OSAIC FA, INC.

RIA

CRD#: 3978

FREDERICK, MD

Past

November 18, 2022 - January 24, 2025

OSAIC FA, INC.

CRD#: 3978

FREDERICK, MD

Past

November 12, 2009 - December 8, 2022

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

Hunt Valley, MD

Past

November 2, 2009 - December 8, 2022

PARK AVENUE SECURITIES LLC

CRD#: 46173

Hunt Valley, MD

Past

November 8, 1999 - October 26, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OWINGS MILLS, MD

Past

October 26, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 26, 1999 - October 26, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

OWINGS MILLS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/24/2025)

California
(1/24/2025)

Connecticut
(1/24/2025)

Delaware
(1/24/2025)

District of Columbia
(1/24/2025)

Florida
(1/24/2025)

IAR

Florida
(5/12/2025)

Georgia
(1/24/2025)

Illinois
(1/24/2025)

Maryland
(1/24/2025)

IAR

Maryland
(1/24/2025)

Massachusetts
(8/21/2025)

Nevada
(1/24/2025)

New Jersey
(1/24/2025)

New Mexico
(1/24/2025)

New York
(1/24/2025)

North Carolina
(1/24/2025)

Pennsylvania
(1/24/2025)

South Carolina
(1/24/2025)

Texas
(1/24/2025)

IAR

Texas
(1/24/2025)

Virginia
(1/24/2025)

West Virginia
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/30/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/1/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph J. Dankowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Dankowski JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Joseph John Dankowski JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC FA, INC.

OSAIC FA, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/25/1999

Series 10

Date: 3/30/2007

Series 9

Date: 12/1/2006

Series 24

Date: 8/29/2006

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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