Jorge A. Mullen
Professional summary
Jorge A Mullen, who also goes by Jorge Alberto Mullen, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Jorge is registered as a RR (Registered Representative) and started their career in finance in 2001. Jorge has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jorge A Mullen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2020 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484November 1, 2019 - April 1, 2020
PRUCO SECURITIES, LLC.
July 14, 2011 - January 2, 2018
TRANSAMERICA INVESTORS SECURITIES, LLC
December 9, 2009 - May 24, 2010
TD WEALTH MANAGEMENT SERVICES INC.
January 15, 2009 - September 30, 2009
MML INVESTORS SERVICES, LLC
May 29, 2008 - January 7, 2009
ENSEMBLE FINANCIAL SERVICES, INC.
July 13, 2005 - June 26, 2008
MML INVESTORS SERVICES, LLC
May 6, 2004 - July 15, 2005
MML DISTRIBUTORS, LLC
October 18, 2001 - February 5, 2003
TOWER SQUARE SECURITIES, INC.
February 27, 2001 - August 7, 2001
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2020)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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