Brian C. Futch

TRUIST ADVISORY SERVICES

DURHAM, NC 27704

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CRD#: 4044510

Professional summary

Brian Christopher Futch is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Durham, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Durham, North Carolina.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

POSITION: PRESIDENT NATURE: RENTAL PROPERTY INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: , DURHAM NC DESCRIPTION: I AM RESPONBILE FOR TAXES AND INSURANCE ON THE PROPERTY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Christopher Futch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2016 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 5028 N Roxboro Rd Fl 1, Durham, NC 27704

RIA

CRD#: 283390

DURHAM, NC

Current

January 3, 2005 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 125 Sherron Road, Durham, NC 27703Office #2: 5028 N Roxboro St, Durham, NC 27704Office #3: 500 N Madison Blvd, Roxboro, NC 27573Office #4: 154 Hillsboro St, Oxford, NC 27565Office #5: 301 Central Ave, Butner, NC 27509

CRD#: 17499

Durham, NC

Past

January 3, 2005 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

DURHAM, NC

Past

November 26, 2003 - January 3, 2005

NCF FINANCIAL SERVICES, INC.

RIA

CRD#: 120471

DURHAM, NC

Past

September 30, 2002 - January 3, 2005

NCF FINANCIAL SERVICES, INC.

CRD#: 120471

DURHAM, NC

Past

November 11, 1999 - September 30, 2002

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(5/23/2019)

Florida
(3/18/2021)

Georgia
(1/7/2021)

Illinois
(8/23/2024)

Maine
(9/29/2022)

Massachusetts
(12/9/2024)

Michigan
(1/7/2021)

New Mexico
(8/11/2023)

North Carolina
(1/3/2005)

IAR

North Carolina
(9/12/2016)

Ohio
(12/3/2019)

Pennsylvania
(12/20/2023)

South Carolina
(6/8/2017)

Tennessee
(8/25/2023)

Virginia
(9/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/23/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/10/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/17/2005

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 8/27/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/19/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian C. Futch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Christopher Futch's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2003

Series 63

Date: 5/23/2000

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2001

Series 6

Date: 11/10/1999

Series 4

Date: 8/17/2005

Series 53

Date: 8/27/2004

Series 24

Date: 9/19/2002

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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