Christopher A. Murphy

ALPS DISTRIBUTORS

Denver, CO 80203

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CRD#: 4044207

Professional summary

Christopher Avis Ralph Murphy is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Denver, Colorado.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Avis Ralph Murphy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2019 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 1290 Broadway Suite 1000, Denver, CO 80203

CRD#: 16853

Denver, CO

Past

January 2, 2014 - December 31, 2018

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

CRD#: 144464

DENVER, CO

Past

June 23, 2006 - December 31, 2013

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

September 1, 2003 - June 8, 2006

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

December 7, 1999 - September 1, 2003

INVESCO DISTRIBUTORS, INC.

CRD#: 289

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/3/2019)

Alaska
(1/3/2019)

Arizona
(1/3/2019)

Arkansas
(1/3/2019)

California
(1/3/2019)

Colorado
(1/3/2019)

Connecticut
(1/3/2019)

Delaware
(1/3/2019)

District of Columbia
(1/3/2019)

Florida
(1/3/2019)

Georgia
(1/3/2019)

Hawaii
(1/3/2019)

Idaho
(1/3/2019)

Illinois
(1/3/2019)

Indiana
(1/3/2019)

Iowa
(1/3/2019)

Kansas
(1/3/2019)

Kentucky
(1/3/2019)

Louisiana
(1/3/2019)

Maine
(1/3/2019)

Maryland
(1/3/2019)

Massachusetts
(1/3/2019)

Michigan
(1/3/2019)

Minnesota
(1/3/2019)

Mississippi
(1/3/2019)

Missouri
(1/3/2019)

Montana
(1/3/2019)

Nebraska
(1/3/2019)

Nevada
(1/3/2019)

New Hampshire
(1/3/2019)

New Jersey
(1/3/2019)

New Mexico
(1/3/2019)

New York
(1/3/2019)

North Carolina
(1/3/2019)

North Dakota
(1/3/2019)

Ohio
(1/3/2019)

Oklahoma
(1/3/2019)

Oregon
(1/3/2019)

Pennsylvania
(1/3/2019)

Rhode Island
(1/3/2019)

South Carolina
(1/3/2019)

South Dakota
(1/3/2019)

Tennessee
(1/3/2019)

Texas
(1/3/2019)

Utah
(1/3/2019)

Vermont
(1/3/2019)

Virginia
(1/3/2019)

Washington
(1/3/2019)

West Virginia
(1/3/2019)

Wisconsin
(1/3/2019)

Wyoming
(1/3/2019)

Exams

State Security Law Exam

Series 63

Date: 2/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/6/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/8/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ALPS DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1290 Broadway Suite 1000, Denver, CO 80203

Mailing Address

1290 Broadway Suite 1000, Denver, CO 80203

Phone number

(303) 623-2577

Established

Colorado since 07/01/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALPS HOLDINGS, INC.	PARENT
KYLLO, STEPHEN JOHN	SVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER	3204474
NECKEL, TARA JILL	VP, DEPUTY CHIEF COMPLIANCE OFFICER	4051739
PARSONS, ERIC T	FINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER	5215115

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher A. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Avis Ralph Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

ALPS DISTRIBUTORS, INC.

INVESCO DISTRIBUTORS, INC.

INVESCO DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2000

SIE

Date: 10/1/2018

Series 6

Date: 12/6/1999

Series 26

Date: 12/8/2003

FINRA

Current Firm

ALPS DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALPS DISTRIBUTORS, INC.

TRUST BUT VERIFY

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