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BB

Bret P. Boudreaux

CETERA INVESTMENT ADVISERS LLC
PRAIRIEVILLE, LA 70769
Some features on this profile are disabled
CRD#: 4043639
BB

Professional summary

Bret Patrick Boudreaux is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Prairieville, Louisiana and CETERA ADVISORS LLC located in Prairieville, Louisiana.

Bret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Bret has worked at 11 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: 9373 BARINGER FOREMAN RD, STE 3D. BATON ROUGE, LA 70817, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:04/2024, APX NUMBER OF HOURS PER WEEK: 6, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE; 2.NAME OF OTHER BUSINESS: TEAM225 FIRST OPTION MORTGAGE, INVESTMENT RELATED: NO, ADDRESS: 9373 BARINGER FOREMAN RD, STE 3D. BATON ROUGE, LA 70817, NATURE OF BUSINESS: MORTGAGE, START DATE: 06/2020, POSITION/TITLE/RELATIONSHIP: PRODUCING BRANCH MANAGER, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: RECOMMENDING MORTGAGE SOLUTIONS. MANAGING OTHER LOAN ORIGINATORS AND OPERATIONS STAFF; 3. NAME OF OTHER BUSINESS: TG334 LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL REAL ESTATE START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: MANAGER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER OF CONDO FOR SHORT TERM RENTAL ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret Patrick Boudreaux's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 30, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 36519 Royal Oak Drive, Prairieville, LA 70769
RIA
CRD#: 105644
PRAIRIEVILLE, LA
Current

June 6, 2024 - Present

CETERA ADVISORS LLC

BD
CRD#: 10299
PRAIRIEVILLE, LA
Past

May 26, 2015 - July 11, 2016

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
METAIRIE, LA
Past

May 19, 2015 - July 11, 2016

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
METAIRIE, LA
Past

August 28, 2013 - February 28, 2014

OSAIC WEALTH, INC.

RIA
CRD#: 23131
LAFAYETTE, LA
Past

August 27, 2013 - February 28, 2014

OSAIC WEALTH, INC.

BD
CRD#: 23131
LAFAYETTE, LA
Past

July 26, 2013 - August 29, 2013

HANCOCK WHITNEY INVESTMENT SERVICES INC.

RIA
CRD#: 40637
BATON ROUGE, LA
Past

July 26, 2013 - August 29, 2013

HANCOCK WHITNEY INVESTMENT SERVICES INC.

BD
CRD#: 40637
BATON ROUGE, LA
Past

December 19, 2011 - August 23, 2013

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
BATON ROUGE, LA
Past

December 19, 2011 - August 23, 2013

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
BATON ROUGE, LA
Past

June 2, 2009 - December 21, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
BATON ROUGE, LA
Past

June 2, 2009 - December 21, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
BATON ROUGE, LA
Past

October 13, 2006 - April 6, 2009

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
BATON ROUGE, LA
Past

July 6, 2005 - April 6, 2009

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
BATON ROUGE, LA
Past

October 26, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

March 12, 2003 - July 16, 2003

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

October 15, 2002 - February 28, 2003

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

October 15, 2002 - February 28, 2003

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

December 7, 1999 - December 14, 2000

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

December 7, 1999 - December 14, 2000

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(11/6/2024)
RR
Louisiana
(6/7/2024)
IAR
Louisiana
(10/30/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/25/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/30/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/28/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/3/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Prairieville, LA 70769

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