CE
Craig A. Evans
CETERA INVESTMENT ADVISERS LLC
LIVINGSTON, TX 77351
Some features on this profile are disabled
CRD#: 4043637
CE
Professional summary
Craig Anderson Evans, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Livingston, Texas and CETERA ADVISORS LLC located in Livingston, Texas.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Craig has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.FIXED INSURANCE AGENT 2.REAL ESTATE, RENTAL PROPERTY, PO BOX DRAWER 2199 LIVINGSTON TX 77351, START 1993, RENTS RESIDENTIAL AND COMMERCIAL PROPERTY, 5HR/WK 3.PEDIGO FURNITURE INC, NOT INVESTMENT RELATED , 3785 US HWY 190 W LIVINGSTON TX 77851, RETAIL, START 01/01/2008, START 01/01/2008, BOARD MEMBER 2HR/MO 4. TBL INSURANCE AGENCY, INC. DBA CHURCH ST FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: EMPLOYEE & BOARD MEMBER START DATE: 1/1997 APX NUMBER OF HOURS PER WEEK: 30 MINUTES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR, INSURANCE AGENT, PRESIDENT, AND BOARD MEMBER 5. EXECUTOR FOR THE ESTATE OF E. JOE PEDIGO, NOT INVESTMENT RELATED, ADDRESS IS THE RESIDENTIAL LOCATION, EXECUTOR FOR GRANDFATHER'S ESTATE, START OCTOBER 2014, 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, MANAGE AFFAIRS AND SETTLE ESTATE. 6. POLK COUNTY HIGHER EDUCATION & & TECHNOLOGY FOUNDATION, NOT INVESTMENT RELATED, 1015 US 59 LOOP NORTH, LIVINGSTON, TX 77351, FOUNDATION MANAGING COMMUNITY COLLEGE AND COMMERCE CENTER, START OCTOBER 2014, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, BOARD MEMBER - CHAIRMAN. 7. ACT HOLDINGS LLC, NOT INVESTMENT RELATED, 571 STATE PARK ROAD 56, LIVINGSTON, TX 77351, ECONOMIC DEVELOPMENT FOR TRIBAL COMMUNITY OF THE ALABAMA-COUSHATTA TRIBE OF TEXAS, START DECEMBER 2014, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, BOARD MEMBER. 8.FNB CO. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK POSITION/TITLE/RELATIONSHIP: BOARD MEMBER START DATE: 2/2012 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PROVIDE OVERSIGHT AND DIRECTION TO BUSINESS 9- C-J PEDIGO INVESTMENTS, LLC, NOT INVESTMENT RELATED, 3785 US HWY 190 W LIVINGSTON TX 77851, REAL ESTATE, STARTED 1/2008, BOARD MEMBER, 10. NAME OF OTHER BUSINESS: CCK CAPITAL HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 3/2021 ; POSITION/TITLE/RELATIONSHIP: GENERAL MANAGER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: COMMERCIAL AND RESIDENTIAL REAL ESTATE AND TIMBER MANAGEMENT ; 11. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/1997; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 12. NAME OF OTHER BUSINESS: TRUSTEE FOR TRUST ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUST; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TRUSTEE OF TRUST; 13. NAME OF OTHER BUSINESS: THE RETREAT LIVING LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SUBDIVISION DEVELOPMENT; START DATE: 8/2022; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SUBDIVISION DEVELOPMENT ; 14: NAME OF OTHER BUSINESS: CITY OF LIVINGSTON, INVESTMENT RELATED: NO, ADDRESS: 200 W CHURCH ST, LIVINGSTON, TX 77351, NATURE OF BUSINESS: CITY GOVERNMENT, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: COUNCILMAN, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CITY OVERSIGHT;
CRS (Client Relationship Summary) - RIA
Click below to view Craig Anderson Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2123 Us Hwy 190w, Livingston, TX 77351RIA
CRD#: 105644
LIVINGSTON, TX
Current
March 1, 2000 - Present
CETERA ADVISORS LLC
Office #1: 2123 Us Hwy 190w, Livingston, TX 77351BD
CRD#: 10299
Livingston, TX
Past
March 1, 2000 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
LIVINGSTON, TX
Past
November 16, 1999 - March 1, 2000
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/5/2023)
RR
Alaska(10/5/2023)
RR
Arizona(4/28/2011)
RR
Arkansas(10/11/2005)
RR
California(1/5/2006)
RR
Colorado(4/30/2003)
RR
Connecticut(11/15/2022)
RR
Florida(9/17/2009)
RR
Georgia(1/8/2013)
RR
Hawaii(12/13/2022)
RR
Idaho(10/5/2020)
RR
Illinois(1/10/2019)
RR
Indiana(10/24/2019)
RR
Iowa(2/2/2022)
RR
Louisiana(11/12/2018)
RR
Maryland(3/26/2020)
RR
Massachusetts(3/11/2016)
RR
Mississippi(12/11/2007)
RR
Missouri(7/16/2019)
RR
Nevada(10/31/2016)
RR
New Mexico(1/2/2008)
RR
New York(12/19/2008)
RR
North Carolina(1/28/2015)
RR
Ohio(1/11/2024)
RR
Oklahoma(12/16/2008)
RR
Oregon(7/27/2022)
RR
Pennsylvania(4/3/2018)
RR
South Carolina(7/26/2024)
RR
Texas(3/1/2000)
IAR
Texas(3/21/2024)
RR
Utah(12/5/2023)
RR
Virginia(12/2/2014)
RR
Washington(4/20/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Livingston, TX 77351TRUST BUT VERIFY
Monitor Craig Evans
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
