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ND

Nicolaas P. Doelman

KESTRA ADVISORY SERVICES
Sioux Center, IA 51250
Some features on this profile are disabled
CRD#: 4043170
ND
Nicolaas Pieter DoelmanKESTRA ADVISORY SERVICES

Professional summary

Nicolaas Pieter Doelman, who also goes by Nicolaas Pieter Doelman Jr, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Sioux Center, Iowa and KESTRA INVESTMENT SERVICES, LLC located in Sioux Center, Iowa.

Nicolaas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Nicolaas has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Aliases

Nicolaas Pieter Doelman Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolaas Pieter Doelman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2019 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 251 N Main Suite 102, Sioux Center, IA 51250
RIA
CRD#: 283330
Sioux Center, IA
Current

May 21, 2019 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 209 South Main Ave, Sioux Center, IA 51250
BD
CRD#: 42046
Sioux Center, IA
Past

June 12, 2009 - May 21, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
SIOUX CENTER, IA
Past

June 12, 2009 - May 21, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
SIOUX CENTER, IA
Past

July 16, 2007 - June 19, 2009

WADDELL & REED

RIA
CRD#: 866
SIOUX FALLS, SD
Past

June 18, 2007 - June 19, 2009

WADDELL & REED

BD
CRD#: 866
SIOUX FALLS, SD
Past

January 21, 2004 - December 31, 2004

WADDELL & REED

RIA
CRD#: 866
SIOUX FALLS, SD
Past

January 21, 2004 - December 31, 2004

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

July 1, 2002 - December 31, 2003

WADDELL & REED

RIA
CRD#: 866
SIOUX FALLS, SD
Past

June 11, 2002 - December 31, 2003

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

February 4, 2000 - June 19, 2000

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/21/2019)
RR
California
(1/17/2023)
RR
Florida
(1/7/2021)
RR
Illinois
(5/21/2019)
RR
Indiana
(11/8/2023)
RR
Iowa
(5/21/2019)
IAR
Iowa
(5/21/2019)
RR
Michigan
(5/21/2019)
RR
Minnesota
(5/21/2019)
RR
Nebraska
(5/21/2019)
RR
North Carolina
(9/7/2021)
RR
Ohio
(3/7/2025)
RR
South Carolina
(5/16/2025)
RR
South Dakota
(5/21/2019)
RR
Washington
(8/5/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/13/2007
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/28/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/10/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/3/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/22/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025
Cover Page
Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Sioux Center, IA 51250

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