Laurie W. Levassar
Professional summary
Laurie Wood Levassar, who also goes by Laurie Catherine Wood, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Laurie is registered as a RR (Registered Representative) and started their career in finance in 1999. Laurie has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurie Wood Levassar's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2021 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022October 2, 2020 - September 23, 2021
ORCHARD SECURITIES, LLC
April 17, 2018 - May 5, 2020
SELECT CAPITAL CORPORATION
February 20, 2015 - April 2, 2018
NORTHSTAR SECURITIES, LLC
January 4, 2011 - February 17, 2015
WALTON SECURITIES, INC.
May 19, 2009 - January 3, 2011
PACIFIC CORNERSTONE CAPITAL INCORPORATED
March 29, 2007 - April 23, 2009
STIRA CAPITAL MARKETS GROUP, LLC
May 26, 2006 - April 2, 2007
AFA FINANCIAL GROUP, LLC
August 11, 2004 - May 16, 2006
GRUBB & ELLIS SECURITIES, INC.
August 8, 2002 - August 17, 2004
CAPITAL CLIENT GROUP, INC.
December 10, 1999 - June 28, 2002
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2021)
Exams
Cboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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