Jordan Vega
Professional summary
Jordan Vega, who also goes by Jordan Derek Vega, Jordan D Vega, is a registered financial professional currently at MORGAN STANLEY & CO. LLC located in New York, New York.
Jordan is registered as a RR (Registered Representative) and started their career in finance in 1999. Jordan has worked at 11 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jordan Vega's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2022 - Present
MORGAN STANLEY & CO. LLC
Office #1: 1585 Broadway, New York, NY 10036-8293November 20, 2019 - January 25, 2021
J.P. MORGAN SECURITIES LLC
October 3, 2011 - May 8, 2017
NATIXIS SECURITIES AMERICAS LLC
May 11, 2011 - October 3, 2011
NATIXIS SECURITIES NORTH AMERICA INC.
December 21, 2010 - April 25, 2011
CREDIT AGRICOLE SECURITIES (USA) INC.
October 19, 2009 - February 4, 2010
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
April 24, 2003 - August 10, 2007
J.P. MORGAN SECURITIES INC.
January 16, 2003 - April 25, 2003
MORGAN STANLEY DW INC.
October 22, 2001 - November 8, 2002
J.P. MORGAN SECURITIES INC.
March 8, 2000 - June 30, 2000
J. P. MORGAN ADVISORY SERVICES INC.
January 21, 2000 - March 8, 2000
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 5, 1999 - January 28, 2000
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
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