Aaron M. Segal

NETWORK 1 FINANCIAL SECURITIES

Red Bank, NJ 07701

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CRD#: 4041489

Professional summary

Aaron Matthew Segal, who also goes by Aaron M Segal, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 1999. Aaron has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Aaron M Segal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Matthew Segal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2023 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

Past

January 7, 2017 - June 2, 2023

GP NURMENKARI INC.

CRD#: 153480

New York, NY

Past

December 10, 2014 - December 23, 2016

KATALYST SECURITIES LLC

CRD#: 112494

new york, NY

Past

June 10, 2013 - December 31, 2014

EDI FINANCIAL, INC.

CRD#: 15699

NEW YORK, NY

Past

February 22, 2011 - June 12, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

NEW YORK, NY

Past

January 12, 2010 - February 22, 2011

AMERICAN BEACON PARTNERS, INC.

CRD#: 15791

NEW YORK, NY

Past

January 16, 2007 - November 25, 2009

ADVANCED EQUITIES, INC.

CRD#: 35545

NEW YORK, NY

Past

June 12, 2001 - February 15, 2006

AUGMENT SECURITIES INC.

CRD#: 28373

NEW YORK, NY

Past

December 7, 1999 - November 14, 2000

OFFROAD SECURITIES, INC.

CRD#: 30890

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/5/2023)

New York
(6/1/2023)

Exams

State Security Law Exam

Series 63

Date: 12/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/1999

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Aaron M. Segal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Matthew Segal's CRS (Customer Relationship Summary).

Certified licenses

Experience

GP NURMENKARI INC.

KATALYST SECURITIES LLC

EDI FINANCIAL, INC.

ALLIED BEACON PARTNERS, INC.

AMERICAN BEACON PARTNERS, INC.

ADVANCED EQUITIES, INC.

AUGMENT SECURITIES INC.

OFFROAD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/3/1999

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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