Jennifer A. Neal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Ann Neal, who also goes by Jennifer Ann Neal, Jennifer Ann Triolo, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1999. Jennifer had worked at 3 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2023 - June 18, 2024
STONEX OUTSOURCED SERVICES LLC
August 25, 2021 - June 7, 2023
SEA OTTER SECURITIES GROUP LLC
December 7, 1999 - August 11, 2005
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 9/8/2021
Securities Trader ExamSeries 7TO
Date: 8/25/2021
General Securities Representative ExaminationSeries 55
Date: 2/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
STONEX OUTSOURCED SERVICES LLC
CRD#: 30773 / SEC#: , 8-45150
Contact information
Documents
Red Flags
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