Wesley J. Robbins
Professional summary
Wesley Jonathan Robbins is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Johnson City, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Lake City, Tennessee.
Wesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Wesley has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Jonathan Robbins's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 207 Mocking Bird Lane, Johnson City, TN 37604November 7, 2014 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 506 S Main St, Lake City, TN 37769Office #2: 1806 W Market St, Johnson City, TN 37604Office #3: 207 Mockingbird Ln, Johnson City, TN 37604Office #4: 230 Dr. Martin Luther King Jr. Pkwy, Morristown, TN 37813Office #5: 5716 W Andrw Jnson Hwy, Morristown, TN 37814Office #6: 1776 Fort Henry Dr, Kingsport, TN 37664November 7, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 25, 2011 - November 10, 2014
U.S. BANCORP INVESTMENTS, INC.
March 22, 2011 - November 10, 2014
U.S. BANCORP INVESTMENTS, INC.
May 7, 2008 - September 15, 2011
LPL FINANCIAL LLC
July 30, 2007 - March 25, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
July 26, 2007 - March 25, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
February 18, 2004 - July 17, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 12, 2003 - December 31, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 28, 2002 - July 17, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 3, 1999 - July 2, 2002
EDWARD JONES
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2021)
(8/23/2022)
(5/18/2015)
(6/15/2016)
(4/21/2020)
(4/5/2022)
(5/11/2021)
(12/18/2020)
(9/16/2019)
(11/12/2014)
(12/19/2023)
(6/10/2016)
(11/7/2014)
(8/30/2016)
(9/9/2019)
(5/25/2021)
(11/12/2014)
(8/21/2023)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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