MM
Matthew R. Mcmichael
SCHWAB WEALTH ADVISORY
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 4037635
MM
Professional summary
Matthew Ryan Mcmichael, who also goes by Mathew Ryan Mcmichael, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 57, Series 34, Series 3, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mathew Ryan Mcmichael
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Noblesville High School Lacrosse Board Member | Not investment-related | 18111 Cumberland Rd., Noblesville, IN 46060 | Sports/Physical Recreation | Board Member at Large / No Title | Start date: 09.06.2022 | Less than 20 hrs/month, none during securities trading hours | Lacrosse is a club sport at my son's High School. Board members are in charge of various activities during the year for the boys and girls teams to be able to play the sport. Activities could include helping with keeping game stats, preparing for a home coming float, concession stand, recording game film, coaching decisions, etc.. Everything that would comprise of running a lacrosse season. This is a year around commitment.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ryan Mcmichael's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2024 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8332 Woodfield Crossing Blvd., Indianapolis, IN 46240RIA
CRD#: 159035
Indianapolis, IN
Current
April 26, 2000 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482RIA
BD
CRD#: 5393
Indianapolis, IN
Past
December 18, 2014 - December 18, 2024
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
FISHERS (INDIANAPOLIS), IN
Past
September 2, 2011 - November 10, 2017
OPTIONSXPRESS, INC.
BD
CRD#: 103849
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/21/2010)
RR
Alaska(7/17/2006)
RR
Arizona(5/3/2000)
RR
Arkansas(4/21/2010)
RR
California(5/2/2000)
RR
Colorado(4/21/2010)
RR
Connecticut(4/21/2010)
RR
Delaware(1/2/2003)
RR
District of Columbia(1/3/2002)
RR
Florida(5/3/2000)
RR
Georgia(4/21/2010)
RR
Hawaii(4/21/2010)
RR
Idaho(7/17/2006)
RR
Illinois(1/3/2006)
RR
Indiana(4/26/2000)
IAR
Indiana(12/18/2024)
RR
Iowa(7/17/2006)
RR
Kansas(4/21/2010)
RR
Kentucky(7/17/2006)
RR
Louisiana(4/21/2010)
RR
Maine(1/2/2003)
RR
Maryland(5/2/2000)
RR
Massachusetts(4/21/2010)
RR
Michigan(1/3/2006)
RR
Minnesota(7/17/2006)
RR
Mississippi(4/21/2010)
RR
Missouri(7/17/2006)
RR
Montana(7/17/2006)
RR
Nebraska(7/17/2006)
RR
Nevada(7/17/2006)
RR
New Hampshire(7/17/2006)
RR
New Jersey(5/2/2000)
RR
New Mexico(4/21/2010)
RR
New York(5/2/2000)
RR
North Carolina(4/21/2010)
RR
North Dakota(7/17/2006)
RR
Ohio(2/3/2005)
RR
Oklahoma(4/21/2010)
RR
Oregon(1/3/2006)
RR
Pennsylvania(1/2/2003)
RR
Puerto Rico(4/21/2010)
RR
Rhode Island(4/21/2010)
RR
South Carolina(4/21/2010)
RR
South Dakota(7/17/2006)
RR
Tennessee(7/17/2006)
RR
Texas(4/21/2010)
RR
Utah(4/21/2010)
RR
Vermont(7/17/2006)
RR
Virgin Islands(4/21/2010)
RR
Virginia(5/3/2000)
RR
Washington(2/3/2005)
RR
West Virginia(7/17/2006)
RR
Wisconsin(7/17/2006)
RR
Wyoming(4/21/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
