Nicole A. Gaillard-larson
Professional summary
Nicole Anne Gaillard-larson, who also goes by Nicole A Gaillard, Nicole Anne Gaillard, Nicole Gaillard Martinez, Nicole Martinez, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 1999. Nicole has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Anne Gaillard-larson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 25, 2017 - February 13, 2018
MML INVESTORS SERVICES, LLC
August 18, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
October 18, 2007 - August 12, 2015
WELLS FARGO CLEARING SERVICES, LLC
December 9, 1999 - September 19, 2007
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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