Gregg B. Shafter
Professional summary
Gregg Bennett Shafter is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Gregg is registered as a RR (Registered Representative) and started their career in finance in 1999. Gregg has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregg Bennett Shafter's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 16, 2019 - October 31, 2024
FIRST HEARTLAND CAPITAL, INC.
February 5, 2010 - August 19, 2019
COLORADO FINANCIAL SERVICE CORPORATION
May 25, 2000 - March 10, 2010
RMIN SECURITIES, INC.
April 27, 2000 - June 6, 2003
MUTUAL SERVICE CORPORATION
October 13, 1999 - April 28, 2000
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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