Donatello D. Bollettino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donatello Dario Bollettino, who also goes by Don Dario Bollettino, Donatello Dario Bollettino, was a registered financial professional .
Donatello is a previously registered financial professional and started their career in finance in 1999. Donatello had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2024 - November 14, 2025
CETERA INVESTMENT ADVISERS LLC
April 23, 2024 - November 14, 2025
CETERA INVESTMENT SERVICES LLC
February 15, 2024 - April 24, 2024
MML INVESTORS SERVICES, LLC
February 15, 2024 - April 24, 2024
MML INVESTORS SERVICES, LLC
September 18, 2023 - November 15, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 18, 2023 - November 15, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 7, 2017 - September 1, 2023
CETERA INVESTMENT ADVISERS LLC
December 6, 2017 - September 1, 2023
CETERA INVESTMENT SERVICES LLC
October 10, 2017 - December 6, 2017
INVEST FINANCIAL CORPORATION
October 10, 2017 - December 6, 2017
INVEST FINANCIAL CORPORATION
July 28, 2017 - October 2, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
July 27, 2017 - October 2, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 23, 2017 - March 22, 2017
PNC WEALTH MANAGEMENT LLC
January 20, 2017 - March 22, 2017
PNC WEALTH MANAGEMENT LLC
August 5, 2016 - January 9, 2017
M&T SECURITIES, INC.
August 4, 2016 - January 9, 2017
M&T SECURITIES, INC.
June 2, 2014 - July 27, 2016
SANTANDER SECURITIES LLC
June 2, 2014 - July 27, 2016
SANTANDER SECURITIES LLC
May 16, 2014 - May 22, 2014
PRUCO SECURITIES, LLC.
May 6, 2014 - May 22, 2014
PRUCO SECURITIES, LLC.
September 19, 2012 - May 7, 2014
SANTANDER SECURITIES LLC
September 19, 2012 - May 7, 2014
SANTANDER SECURITIES LLC
August 12, 2008 - September 19, 2012
LPL FINANCIAL LLC
August 11, 2008 - September 19, 2012
LPL FINANCIAL LLC
May 5, 2008 - July 30, 2008
PNC WEALTH MANAGEMENT LLC
October 12, 2007 - July 30, 2008
PNC WEALTH MANAGEMENT LLC
May 5, 2006 - October 1, 2007
CAPITAL ONE INVESTMENT SERVICES LLC
November 7, 2000 - May 25, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 15, 2000 - November 29, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 22, 1999 - August 22, 2000
SPENCER CLARKE LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
