Steven D. Lepage
CAMBRIDGE INVESTMENT RESEARCH ADVISORS | President
BLECHERTOWN, MA 01007
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CRD#: 4036106
Professional summary
Steven Douglas Lepage, who also goes by Steve Lepage, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Blechertown, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Belchertown, Massachusetts.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Steven has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Steven LePage truly values his clients’ trust and takes great satisfaction in providing financial solutions that promote quality of life. A lifelong career in financial services has given Steven the opportunity to combine a passion for education with a commitment to helping people improve their financial situations. His approach to business owes much to leadership skills he developed as captain of his college football team. Those skills are the foundation of his work ethic, discipline, and career. Steve’s career in the financial industry began during college, when he served as an intern at Merrill Lynch. After completing his internship, Steven formally started his career as an analyst at David L. Babson Investment Counsel, helping portfolio managers deliver exceptional solutions to clients. At Babson, Steven learned that optimal financial planning, regardless of an investor’s income level, requires customization and not just a formulaic approach.
The need for custom solutions motivated Steven to establish LePage Financial Group, in 2001. Since the company was founded, Steven has enjoyed helping each person with whom he works find a path toward financial security. Since joining Cambridge Investment Research, Inc., an independent broker-dealer, Steve has qualified for the Premier Club every year. He is humbled by and thankful for the honor, which is reserved exclusively for top advisors. In Steve’s opinion, his clients are the biggest reason for his success.
A graduate of Merrimack College, Steven has a Bachelor’s Degree in Business Management. He is also a member of the National Association of Insurance and Financial Advisors (NAIFA). Outside of the office, Steve and his wife, Jodie, who reside in Belchertown with their three children, are active supporters of Local Youth Athletics, Willpower Foundation, Osteogenesis Imperfecta, and the Baystate Wing Hospital Charitable Giving Foundation. Steve enjoys spending time with family and attending his kids’ sporting events. He is an avid skier and a golfer, who enjoys daily exercise.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Lepage
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LEPAGE INSURANCE & FINANCIAL SERVICES INC: LEPAGE FINANCIAL GROUP - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2. HMM NOMINEE REALTY TRUST. BELCHERTOWN, MA. STARTED 06/2013 AS OWNER OF BUILDING. ENTINTY USED FOR PURCHASE OF BUILDING WHERE MY OFFICE IS LOCATED ALSO USE TO RENT OUT OFFICE SPACE. SPENDS 1 HR/WK, NONE DURING TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/27/2011
CRS (Client Relationship Summary) - RIA
Click below to view Steven Douglas Lepage's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 37 Main St., Blechertown, MA 01007RIA
CRD#: 134139
BLECHERTOWN, MA
Current
September 20, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 37 Main Street, Belchertown, MA 01007BD
CRD#: 39543
Belchertown, MA
Past
August 10, 2001 - September 21, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HOLYOKE, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/25/2016)
RR
Connecticut(9/20/2011)
RR
Florida(9/20/2011)
RR
Georgia(8/31/2012)
RR
Maine(5/27/2014)
RR
Massachusetts(9/20/2011)
IAR
Massachusetts(4/16/2013)
RR
New Hampshire(9/20/2011)
RR
North Carolina(9/30/2011)
RR
Rhode Island(9/20/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PresidentCRD#: 134139Blechertown, MA 01007TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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