JV
James Villanueva
DIVERSIFIED FINANCIAL ADVISORS
Whittier, CA 90601
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CRD#: 4035409
JV
Professional summary
James Villanueva is a registered financial advisor currently at DIVERSIFIED FINANCIAL ADVISORS, LLC located in Whittier, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. James has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Villanueva's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2017 - Present
DIVERSIFIED FINANCIAL ADVISORS, LLC
Office #1: 6548 S. Bright Ave, Whittier, CA 90601RIA
CRD#: 118261
Whittier, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DIVERSIFIED FINANCIAL ADVISORS, LLC
DIVERSIFIED FINANCIAL ADVISORS | MOYNIHAN, JOHN J. | JOHN JOSEPH MOYNIHAN | DIVERSIFIED FINANCIAL CONCEPTS | DIVERSIFIED FINANCIAL ADVISORS, LLC
CRD#: 118261 / SEC#: 801-70541
RIA
Registered Investment Advisory firm - (9/11/2009 Approved)Georgia
Registered Investment Advisory firm - (9/14/2009 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2009 Terminated)Missouri
Registered Investment Advisory firm - (9/14/2009 Terminated)Texas
Registered Investment Advisory firm - (9/11/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/20/2017)
Exams
Current Firm
DF
DIVERSIFIED FINANCIAL ADVISORS, LLC
DIVERSIFIED FINANCIAL ADVISORS | MOYNIHAN, JOHN J. | JOHN JOSEPH MOYNIHAN | DIVERSIFIED FINANCIAL CONCEPTS | DIVERSIFIED FINANCIAL ADVISORS, LLC
CRD#: 118261 / SEC#: 801-70541
RIA
Registered Investment Advisory firm - (9/11/2009 Approved)Georgia
Registered Investment Advisory firm - (9/14/2009 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2009 Terminated)Missouri
Registered Investment Advisory firm - (9/14/2009 Terminated)Texas
Registered Investment Advisory firm - (9/11/2009 Terminated)PREMIUM
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Contact information
Main Address
14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017
Mailing Address
Phone number
(800) 307-0376
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 860 |
| AUM (Assets Under Management) | $ 512,193,017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
