Joseph M. Angioi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Michael Angioi was a registered financial advisor .
Joseph is a previously registered financial advisor and started their career in finance in 1999. Joseph had worked at 4 firms and has passed the Series 63, Series 66, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2008 - January 19, 2010
EUROPA SECURITIES, LLC
April 12, 2004 - June 23, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2004 - May 10, 2004
UBS FINANCIAL SERVICES INC.
January 12, 2004 - May 10, 2004
UBS FINANCIAL SERVICES INC.
October 21, 1999 - October 15, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
EUROPA SECURITIES, LLC
CRD#: 28493 / SEC#: , 8-43804
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANGIOI, JOSEPH MICHAEL | MAJORITY MEMBER, CCO | 4034391 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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