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Joseph Michael Angioi

CRD# 4034391·Registered 1999 - 2010
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Michael Angioi was a registered financial advisor. Joseph was a previously registered financial advisor and started their career in finance 1999 - 2010. Joseph had worked at 4 firms and has passed the Series 63, Series 66, Series 7 and Series 31 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

EUROPA SECURITIES, LLC·CRD# 28493
BD
Denver, CO
June 10, 2008 - January 19, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 12, 2004 - June 23, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Orlando, FL
February 20, 2004 - May 10, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 12, 2004 - May 10, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
October 21, 1999 - October 15, 2002

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Current Firm

ES
EUROPA SECURITIES, LLC

EUROPA PARTNERS, INC. | EUROPEAN AMERICAN SECURITIES, INC. (USA) | EUROPA SECURITIES, LLC | EUROPA SECURITIES, INC.

CRD#: 28493 / SEC#: 8-43804
BD
Terminated by SEC on 05/30/2011

Contact Information

Established

Delaware since 11/22/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ANGIOI, JOSEPH MICHAELMAJORITY MEMBER, CCO4034391

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2008About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Feb 2004About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam

Series 31 — Futures Managed Funds Examination

Passed Nov 1999About the Series 31 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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