JR
Joshua W. Rayhons
CETERA INVESTMENT ADVISERS LLC
GILBERT, AZ 85234
Some features on this profile are disabled
CRD#: 4034120
JR
Professional summary
Joshua Warren Rayhons, who also goes by J.w. Rayhons, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gilbert, Arizona and CETERA WEALTH SERVICES, LLC located in Gilbert, Arizona.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Joshua has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J.w. Rayhons
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: RENTAL PROPERTY; No; 353 S. IRONWOOD ST; GILBERT; AZ; 85296; RENTAL PROPERTY; OWNER; 8/1/2014; 1; 0; MAINTAIN RENTAL PROPERTY| NAME OF ENTITY: Independent Insurance Agent; Yes; 3335 E BASELINE RD; GILBERT; AZ; 85234; Fixed Insurance Sales; Independent Insurance Agent; 2/20/2013; 10; 10; Sales of Fixed Insurance Products| 2) NAME OF ENTITY: Gilbert Chamber of Commerce; No; 3651 E BASELINE RD STE E107; GILBERT; AZ; 85234; chamber of commerce; vice chair of membership services; 6/1/2006; 8; 8; budget planning, decision making| 3) NAME OF ENTITY: Dignity Health Foundation - East Valley; No; 1727 WEST FRYE ROAD SUITE 230; CHANDLER; AZ; 85224; Medical Center advisory board and Charitable Organization; Board Member; 7/6/2012; 8; 4; Provide direction and support to foundation, fund raising, review financial statements, and hospital leadership.| 4) NAME OF ENTITY: GILBERT TALKS, LLC; No; 207 N GILBERT RD STE I; GILBERT; AZ; 85234; COMMUNITY LEADERSHIP & STRATEGIC DIRECTION; MEMBER; 8/25/2017; 3; 3; PROVIDE LEADERSHIP & STRATEGIC DIRECTION FOR COMMUNITY EVENTS BASED ORGANIZATION. ATTEND MEETINGS,ANNUAL RETREATS AND HOST EVENTS.| 5) NAME OF ENTITY: Joshua Development, LLC.; No; 3335 E BASELINE RD; GILBERT; AZ; 85234; Management Consulting, Leadership and Executive Training and Workplace Performance; Owner; 7/6/2012; 20; 20; Working with leadership teams and excutives to poise their organizations for growth and establish clearly defined direction.| 6) NAME OF OTHER BUSINESS: RAYHONS FINANCIAL SOLUTIONS ; INVESTMENT RELATED: YES; ADDRESS: 313 N. GILBERT RD SUITE 200 GILBERT, AZ 85234; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 7) NAME OF OTHER BUSINESS: KANIK FINANCIAL, INC.; INVESTMENT RELATED: YES; ADDRESS: 1320 NE WINDSOR DR LEES SUMMIT, MO 64086; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8) NAME OF OTHER BUSINESS: NFG ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: 6955 UNION PARK CENTER #550 MIDVALE, UT 84047; NATURE OF BUSINESS: FINANCIAL SERIVCES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Warren Rayhons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 313 N Gilbert Rd Suite 200, Gilbert, AZ 85234RIA
CRD#: 105644
GILBERT, AZ
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 313 N Gilbert Rd Suite 200, Gilbert, AZ 85234BD
CRD#: 13572
Gilbert, AZ
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 21, 2007 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GILBERT, AZ
Past
January 27, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GILBERT, AZ
Past
April 12, 2002 - September 22, 2003
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
March 29, 2000 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/5/2021)
RR
Arizona(6/9/2021)
IAR
Arizona(6/29/2023)
RR
Arkansas(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Connecticut(5/7/2024)
RR
District of Columbia(6/9/2021)
RR
Florida(6/11/2021)
RR
Georgia(10/6/2022)
RR
Hawaii(6/9/2021)
RR
Idaho(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Iowa(6/9/2021)
RR
Kansas(6/9/2021)
RR
Louisiana(6/9/2021)
RR
Maine(6/9/2021)
RR
Michigan(6/9/2021)
RR
Minnesota(6/9/2021)
RR
Missouri(6/9/2021)
RR
Montana(6/9/2021)
RR
Nebraska(6/9/2021)
RR
Nevada(6/9/2021)
RR
New Hampshire(7/13/2023)
RR
New Jersey(6/9/2021)
RR
New Mexico(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
North Dakota(2/15/2022)
RR
Ohio(6/9/2021)
RR
Oregon(6/9/2021)
RR
Pennsylvania(1/6/2023)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(10/28/2025)
RR
Virginia(3/29/2023)
RR
Washington(6/9/2021)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Gilbert, AZ 85234TRUST BUT VERIFY
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