Jonathan R. Kelley
HINDS FINANCIAL GROUP
LAKEWOOD, CO 80228
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CRD#: 4034111
Professional summary
Jonathan Russell Kelley, CFP® is a registered financial advisor currently at HINDS FINANCIAL GROUP INC located in Lakewood, Colorado and CETERA INVESTMENT ADVISERS LLC located in Lakewood, Colorado.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jonathan has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 12/2010
APX NUMBER OF HOURS PER WEEK: 2
APX NUMBER OF HOURS DURING TRADING HOURS: 2
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND LONG TERM CARE
2. NAME OF OTHER BUSINESS: HINDS FINANCIAL GROUP
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: ADVISORY BUSINESS
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE
START DATE: 1990
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND INVESTMENT MANAGEMENT.
3. NAME OF OTHER BUSINESS: 141 UNION, LLC;
INVESTMENT RELATED: NO;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: COMMISSION PURPOSES;
START DATE: 04/2018;
POSITION/TITLE/RELATIONSHIP: OWNER;
APX NUMBER OF HOURS PER WEEK: 15-20;
APX NUMBER OF HOURS DURING TRADING HOURS: 15-20;
BRIEF DESCRIPTION OF DUTIES: COMMISSION PURPOSES;
4. NAME OF OTHER BUSINESS: DBA HINDS FINANCIAL GROUP
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED
NATURE OF BUSINESS: RIA - FINANCIAL PLANNING
START DATE: 1990
POSITION/TITLE/RELATIONSHIP: PARTNER & CIO
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: CLIENT MEETINGS, INVESTMENT POLICY, AND FIRM MANAGEMENT.
5. NAME OF OTHER BUSINESS: BEN FRANKLIN PTA;
INVESTMENT RELATED: NO;
ADDRESS: 2270 PLAZA DRIVE, HIGHLANDS RANCH, CO 80129;
NATURE OF BUSINESS: PARENT TEACHER ASSOCIATION;
START DATE: 05/2018;
POSITION/TITLE/RELATIONSHIP: ADMISTRATIVE HELP;
APX NUMBER OF HOURS PER WEEK: 5;
APX NUMBER OF HOURS DURING TRADING HOURS: 5;
BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE WORK, RAISE FUNDS FOR ITEMS NEEDED BY THE SCHOOL;
6. NAME OF OTHER BUSINESS: LAKEWOOD COUNTRY CLUB ;
INVESTMENT RELATED: NO ;
ADDRESS: 6800 W. 10TH AVE LAKEWOOD CO 80214 ;
NATURE OF BUSINESS: FINANCE COMMITTEE ;
START DATE: 02/2018 ;
POSITION/TITLE/RELATIONSHIP: FINANCE ADVISORY COMMITTEE ;
APX NUMBER OF HOURS PER WEEK: 2 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 2 ;
BRIEF DESCRIPTION OF DUTIES: REVIEW BALANCE SHEET AND CASH FLOW ;
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Russell Kelley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
November 18, 2004 - Present
HINDS FINANCIAL GROUP INC
Office #1: 141 Union Blvd Suite 350, Lakewood, CO 80228RIA
CRD#: 129971
LAKEWOOD, CO
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 141 Union Blvd Ste 350, Lakewood, CO 80228RIA
CRD#: 105644
LAKEWOOD, CO
Current
October 4, 1999 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 141 Union Blvd Ste 350, Lakewood, CO 80228BD
CRD#: 13572
Lakewood, CO
Past
May 24, 2000 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LITTLETON, CO
Past
April 14, 2000 - March 24, 2006
HINDS FINANCIAL GROUP
RIA
CRD#: 109260
LAKEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2024)
RR
Arizona(5/24/2002)
RR
California(2/15/2001)
RR
Colorado(10/4/1999)
IAR
Colorado(11/18/2004)
RR
Connecticut(5/27/2022)
RR
District of Columbia(11/12/2018)
RR
Florida(12/15/2014)
RR
Georgia(5/29/2025)
RR
Idaho(1/2/2014)
RR
Illinois(6/19/2014)
RR
Kansas(1/6/2016)
RR
Maryland(1/3/2012)
RR
Massachusetts(4/26/2022)
RR
Michigan(1/2/2014)
RR
Minnesota(8/19/2020)
RR
Mississippi(3/6/2018)
RR
Missouri(8/9/2016)
RR
Montana(1/6/2016)
RR
Nebraska(1/4/2006)
RR
Nevada(6/13/2012)
RR
New Mexico(11/11/2014)
RR
New York(1/5/2022)
RR
North Carolina(1/3/2008)
RR
Oklahoma(1/16/2015)
RR
Oregon(12/14/2018)
RR
Pennsylvania(1/2/2013)
RR
South Carolina(1/2/2013)
RR
South Dakota(1/2/2013)
RR
Texas(5/2/2003)
IAR
Texas(3/24/2005)
RR
Vermont(3/28/2005)
RR
Washington(1/2/2014)
RR
West Virginia(8/16/2018)
RR
Wyoming(7/11/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
