Willington T. Fong

RB CAPITAL MANAGEMENT

Burlingame, CA 94010

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CRD#: 4034105

Professional summary

Willington Tai Fong, who also goes by Will T Fong, Willington T Fong, is a registered financial advisor currently at RB CAPITAL MANAGEMENT, LLC located in Burlingame, California and APW CAPITAL, INC. located in Burlingame, California.

Willington is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Willington has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will T Fong | Willington T Fong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Investment Capital Group Mortgage, not investment related, same as office address, start 12/01/05, residential mortgages, sales, 7.5 hr/wk. 2. DM Enterprises, LP dba Investment Capital Advisors, investment-related, same as office address, start 07/01/05, financial services, administrative assistant, 40 hrs/week. 3. Independent Real Estate Broker, not investment-related, same as office address, real estate brokerage, less than 10 hrs/mo. 4. RB Capital Management, Investment related:Yes, 345 Lorton Avenue #302, Burlingame, CA, 94010, advisory services, Operations, 02/21/2018, 40 hours per week, Providing financial and back office services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Willington Tai Fong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2018 - Present

RB CAPITAL MANAGEMENT, LLC

Office #1: 345 Lorton Avenue, Suite 302, Burlingame, CA 94010

RIA

CRD#: 125678

Burlingame, CA

Current

March 10, 2017 - Present

APW CAPITAL, INC.

Office #1: 345 Lorton Avenue, Suite 302, Burlingame, CA 94010

CRD#: 43814

Burlingame, CA

Past

April 18, 2016 - March 23, 2017

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BURLINGAME,, CA

Past

April 15, 2016 - March 23, 2017

FSC SECURITIES CORPORATION

CRD#: 7461

BURLINGAME,, CA

Past

May 29, 2012 - April 18, 2016

CETERA ADVISORS LLC

RIA

CRD#: 10299

BURLINGAME, CA

Past

May 29, 2012 - April 18, 2016

CETERA ADVISORS LLC

CRD#: 10299

BURLINGAME, CA

Past

September 1, 2006 - May 10, 2012

SLOAN SECURITIES CORP.

CRD#: 17930

BIRLINGAME, CA

Past

October 11, 2004 - August 16, 2005

SLOAN SECURITIES CORP.

CRD#: 17930

ENGLEWOOD CLIFFS, NJ

Past

September 13, 2003 - October 11, 2004

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

BRISBANE, CA

Past

September 13, 2003 - October 11, 2004

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

May 8, 2002 - September 23, 2003

PIPER SANDLER & CO.

RIA

CRD#: 665

SAN FRANCISCO, CA

Past

April 9, 2002 - September 23, 2003

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

July 24, 2001 - August 22, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RB CAPITAL MANAGEMENT, LLC

JS WEALTH PLANNING | RB CAPITAL MANAGEMENT, LLC

CRD#: 125678 / SEC#: 801-62043

RIA

Registered Investment Advisory firm - (5/9/2003 Approved)

California

Registered Investment Advisory firm - (6/13/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/10/2017)

IAR

California
(3/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RB CAPITAL MANAGEMENT, LLC

JS WEALTH PLANNING | RB CAPITAL MANAGEMENT, LLC

CRD#: 125678 / SEC#: 801-62043

RIA

Registered Investment Advisory firm - (5/9/2003 Approved)

California

Registered Investment Advisory firm - (6/13/2003 Terminated)

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Contact information

Main Address

5365 Reno Corporate Dr. Suite 200, Reno, NV 89511

Mailing Address

Phone number

(775) 993-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR CLIENTS NOT PARTICIPATING IN THE WRAP PROGRAM (3/27/2025)

DISCLOSURE DOCUMENT FOR CLIENTS PARTICIPATING IN THE WRAP PROGRAM (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,382
AUM (Assets Under Management)	$ 817,220,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Willington T. Fong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Willington Tai Fong's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

CETERA ADVISORS LLC

CETERA ADVISORS LLC

SLOAN SECURITIES CORP.

SLOAN SECURITIES CORP.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

PIPER SANDLER & CO.

PIPER SANDLER & CO.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

RB CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/19/2001

FINRA

Current Firm

RB CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RB CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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