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CG

Chukwu F. Galloway

HPS SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4033783
CG

Professional summary

Chukwu Fletcher Galloway, who also goes by Chu Galloway, Chukwu Fletcher Galloway, Fletch Galloway, Fletcher Galloway, Chukwu Galloway, is a registered financial professional currently at HPS SECURITIES, LLC located in Chicago, Illinois.

Chukwu is registered as a RR (Registered Representative) and started their career in finance in 2012. Chukwu has worked at 11 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chu Galloway | Chukwu Fletcher Galloway | Fletch Galloway | Fletcher Galloway | Chukwu Galloway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chukwu Fletcher Galloway's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2025 - Present

HPS SECURITIES, LLC

Office #1: 110 North Wacker Drive Suite 3775, Chicago, IL 60606
BD
CRD#: 319197
Chicago, IL
Past

April 6, 2023 - September 3, 2025

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA
Past

October 29, 2021 - January 19, 2023

EXCHANGERIGHT SECURITIES, LLC

BD
CRD#: 283430
PASADENA, CA
Past

December 8, 2020 - October 18, 2021

NUVEEN ASSET MANAGEMENT, LLC

RIA
CRD#: 155584
CHICAGO, IL
Past

December 3, 2020 - October 18, 2021

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

March 8, 2019 - November 23, 2020

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

February 20, 2017 - January 25, 2019

INLAND SECURITIES CORPORATION

BD
CRD#: 15807
OAK BROOK, IL
Past

March 15, 2016 - March 6, 2017

TD AMERITRADE, INC.

RIA
CRD#: 7870
CHICAGO, IL
Past

March 15, 2016 - March 6, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Chicago, IL
Past

March 10, 2016 - March 6, 2017

TD AMERITRADE, INC.

BD
CRD#: 7870
CHICAGO, IL
Past

August 18, 2014 - October 23, 2015

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
CHICAGO, IL
Past

May 30, 2012 - August 24, 2012

TRANSCEND CAPITAL

BD
CRD#: 104483
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/5/2025)
RR
Alaska
(12/10/2025)
RR
Arizona
(12/16/2025)
RR
Arkansas
(12/15/2025)
RR
California
(12/3/2025)
RR
Colorado
(12/8/2025)
RR
Connecticut
(12/3/2025)
RR
Delaware
(12/5/2025)
RR
District of Columbia
(12/9/2025)
RR
Georgia
(12/4/2025)
RR
Hawaii
(12/16/2025)
RR
Idaho
(12/3/2025)
RR
Illinois
(12/5/2025)
RR
Indiana
(12/5/2025)
RR
Iowa
(12/5/2025)
RR
Kansas
(12/3/2025)
RR
Kentucky
(12/5/2025)
RR
Louisiana
(12/5/2025)
RR
Maine
(12/16/2025)
RR
Maryland
(12/12/2025)
RR
Massachusetts
(12/3/2025)
RR
Michigan
(12/5/2025)
RR
Minnesota
(12/5/2025)
RR
Mississippi
(12/18/2025)
RR
Missouri
(12/3/2025)
RR
Montana
(12/12/2025)
RR
Nebraska
(12/3/2025)
RR
Nevada
(12/8/2025)
RR
New Hampshire
(12/18/2025)
RR
New Jersey
(12/5/2025)
RR
New Mexico
(12/8/2025)
RR
New York
(12/8/2025)
RR
North Carolina
(12/5/2025)
RR
North Dakota
(12/8/2025)
RR
Ohio
(12/3/2025)
RR
Oklahoma
(12/8/2025)
RR
Oregon
(12/3/2025)
RR
Pennsylvania
(12/4/2025)
RR
Rhode Island
(12/5/2025)
RR
South Carolina
(12/9/2025)
RR
South Dakota
(12/5/2025)
RR
Texas
(12/4/2025)
RR
Utah
(12/3/2025)
RR
Vermont
(12/5/2025)
RR
Virginia
(12/8/2025)
RR
Washington
(12/5/2025)
RR
West Virginia
(12/8/2025)
RR
Wisconsin
(12/9/2025)
RR
Wyoming
(12/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/25/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/14/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/28/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/29/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 7/17/2003
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 30
Date: 5/25/2012
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HPS SECURITIES, LLC
HPS SECURITIES, LLC

CRD#: 319197 / SEC#: , 8-70910

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 West 57th Street 33rd Floor, New York, NY 10019
Mailing Address
40 West 57th Street 33rd Floor, New York, NY 10019
Phone number
(212) 287-6767
Established
Delaware since 02/07/2022
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HPS GROUP HOLDINGS II, LLCSOLE MEMBER
CHRISTMAS, JOHN EDWARDPRESIDENT2772276
STAMOVA, ILINA SFINANCIAL AND OPERATIONS PRINCIPAL5500851
VIRGILIO, JOSEPH JAMESCHIEF COMPLIANCE OFFICER2041281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HPS SECURITIES, LLC

CRD#: 319197Chicago, IL 60606

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