Walter W. Mcneer

ASK CAPITAL INVESTMENT MANAGERS

Amarillo, TX 79101

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CRD#: 4033522

Professional summary

Walter Wayne Mcneer, CFP® is a registered financial advisor currently at ASK CAPITAL INVESTMENT MANAGERS located in Amarillo, Texas.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Walter has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Company/Business: ASK Farm, LLC Position: Owner Nature: Agriculture Investment related: No Address of Company/Business: 2410 parker St. Amarillo, TX 79109 hours/month devoted to the other business: 20 hours/month devoted to the other business during securities trading hours: up to 20 Start Date: 2012 Description: Farm & ranch

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Wayne Mcneer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

March 13, 2017 - Present

ASK CAPITAL INVESTMENT MANAGERS

Office #1: 600 S. Tyler St. Ste. 1515, Amarillo, TX 79101

RIA

CRD#: 287711

Amarillo, TX

Past

January 30, 2020 - October 19, 2020

SPRING CAPITAL MANAGEMENT

RIA

CRD#: 282842

AMARILLO, TX

Past

March 3, 2014 - February 7, 2020

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

GIG HARBOR, WA

Past

February 21, 2014 - March 7, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Amarillo, TX

Past

October 8, 2010 - February 20, 2014

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

GIG HARBOR, WA

Past

October 8, 2010 - February 20, 2014

ARGENTUS SECURITIES, LLC

CRD#: 45915

AMARILLO, TX

Past

January 1, 2008 - October 8, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AMARILLO, TX

Past

January 1, 2008 - October 8, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AMARILLO, TX

Past

October 9, 2002 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

AMARILLO, TX

Past

November 8, 1999 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

AMARILLO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/2/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/1/2009

General Securities Sales Supervisor - Options Module Examination

Current Firm

ASK CAPITAL INVESTMENT MANAGERS

ASK CAPITAL INVESTMENT MANAGERS | ASK CAPITAL INVESTMENT MANAGERS, LLC

CRD#: 287711 / SEC#:

Texas

Registered Investment Advisory firm - (3/13/2017 Approved)

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Contact information

Main Address

600 S. Tyler St. Ste. 1515, Amarillo, TX 79101

Mailing Address

Phone number

(806) 322-7526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 88,963,039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Walter W. Mcneer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Wayne Mcneer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPRING CAPITAL MANAGEMENT

FORTITUDE ADVISORY GROUP L.L.C.

PURSHE KAPLAN STERLING INVESTMENTS

FORTITUDE ADVISORY GROUP L.L.C.

ARGENTUS SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/16/1999

SIE

Date: 3/7/2017

Series 7

Date: 11/5/1999

Series 10

Date: 7/2/2009

Series 9

Date: 6/1/2009

Current Firm

ASK CAPITAL INVESTMENT MANAGERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

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TRUST BUT VERIFY

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