VM
Vinay Mendiratta
PARALEL DISTRIBUTORS
Boston, MA 02111-2641
Some features on this profile are disabled
CRD#: 4033491
VM
Professional summary
Vinay Mendiratta is a registered financial professional currently at PARALEL DISTRIBUTORS located in Boston, Massachusetts.
Vinay is registered as a RR (Registered Representative) and started their career in finance in 2005. Vinay has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Vinay Mendiratta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2025 - Present
PARALEL DISTRIBUTORS
Office #1: One Lincoln Street Suite 1700, Boston, MA 02111-2641BD
CRD#: 316115
Boston, MA
Past
October 5, 2006 - June 25, 2008
ING INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 21644
NEW YORK, NY
Past
March 16, 2005 - April 22, 2005
FAM DISTRIBUTORS, INC.
BD
CRD#: 4100
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2025)
RR
Alaska(3/10/2025)
RR
Arizona(3/19/2025)
RR
Arkansas(3/10/2025)
RR
California(3/10/2025)
RR
Colorado(3/10/2025)
RR
Connecticut(3/10/2025)
RR
Delaware(3/10/2025)
RR
District of Columbia(3/10/2025)
RR
Florida(3/10/2025)
RR
Georgia(3/10/2025)
RR
Hawaii(3/10/2025)
RR
Idaho(3/10/2025)
RR
Illinois(3/10/2025)
RR
Indiana(3/10/2025)
RR
Iowa(3/10/2025)
RR
Kansas(3/10/2025)
RR
Kentucky(3/10/2025)
RR
Louisiana(3/10/2025)
RR
Maine(3/10/2025)
RR
Maryland(3/10/2025)
RR
Massachusetts(3/10/2025)
RR
Michigan(3/10/2025)
RR
Minnesota(3/10/2025)
RR
Mississippi(3/10/2025)
RR
Missouri(3/10/2025)
RR
Montana(3/10/2025)
RR
Nebraska(3/10/2025)
RR
Nevada(3/10/2025)
RR
New Hampshire(3/10/2025)
RR
New Jersey(3/10/2025)
RR
New Mexico(3/10/2025)
RR
New York(3/10/2025)
RR
North Carolina(3/10/2025)
RR
North Dakota(3/10/2025)
RR
Ohio(3/11/2025)
RR
Oklahoma(3/10/2025)
RR
Oregon(3/10/2025)
RR
Pennsylvania(3/10/2025)
RR
Puerto Rico(3/10/2025)
RR
Rhode Island(3/10/2025)
RR
South Carolina(3/10/2025)
RR
South Dakota(3/10/2025)
RR
Tennessee(3/10/2025)
RR
Texas(3/10/2025)
RR
Utah(3/10/2025)
RR
Vermont(3/10/2025)
RR
Virgin Islands(3/10/2025)
RR
Virginia(3/10/2025)
RR
Washington(3/10/2025)
RR
West Virginia(3/10/2025)
RR
Wisconsin(3/10/2025)
RR
Wyoming(3/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/21/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC
CRD#: 316115 / SEC#: , 8-70771
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1700 Broadway Suite 2100, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARALEL DISTRIBUTORS
CRD#: 316115Boston, MA 02111-2641TRUST BUT VERIFY
Monitor Vinay Mendiratta
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
