Roger M. Dasilva
Professional summary
Roger Manuel Dasilva is a registered financial advisor currently at HERMOSA WEALTH MANAGEMENT located in Hermosa Beach, California.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Roger has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger Manuel Dasilva's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2025 - Present
HERMOSA WEALTH MANAGEMENT
Office #1: 1097 Aviation Blvd, Hermosa Beach, CA 90254August 30, 2017 - July 2, 2019
UNITED FIRST PARTNERS LLC
November 5, 2015 - August 29, 2017
MML INVESTORS SERVICES, LLC
June 16, 2008 - December 1, 2008
CREDIT AGRICOLE SECURITIES (USA) INC.
January 26, 2007 - August 31, 2007
SARATOGA CAPITAL MARKETS
September 9, 2002 - July 1, 2005
GOLDMAN SACHS & CO. LLC
November 23, 1999 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2025)
Exams
Series 55
Date: 12/6/1999
Limited Representative-Equity Trader ExamCurrent Firm
HERMOSA WEALTH MANAGEMENT
CRD#: 310771 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 127 |
| AUM (Assets Under Management) | $ 23,762,500 |
Red Flags
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