KD
Kathleen A. Dixon
AMERICAN COMMUNITY WEALTH MANAGEMENT
Crystal Lake, IL 60014
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CRD#: 4033179
KD
Professional summary
Kathleen Ann Dixon, who also goes by Kathleen Ann Sand, is a registered financial advisor currently at AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC located in Crystal Lake, Illinois and OSAIC WEALTH, INC. located in Arlington Heights, Illinois.
Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kathleen has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kathleen Ann Sand
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) American Community Wealth Management, LLC; Investment-Related; 1290 Lake Avenue, Woodstock, IL 60098; Wealth Management-independent RIA; Administrative Assistant; 4/4/2016; 160 hrs/month; 6.5 hrs during trading; Administrative support for 3 financial advisors. 2) TRIAD ADVISORS, INC.; INVESTMENT-RELATED; WOODSTOCK, IL; BROKER DEALER/INVESTMENT ADVISOR; REGISTERED ADMIN; 04/2016; 160 HRS/MO; 6.5 HRS/MO DURING SECURITIES TRADING HOURS; DUTIES ARE ADMINISTRATIVE SUPPORT FOR 3 FINANCIAL ADVISORS. 3) AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC POSITION: Operations Manager/ Registered Representative NATURE: American Community Wealth Management, LLC, an independent registered investment advisor firm and a wholly owned subsidiary of American Community Bank & Trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 04/04/2016 ADDRESS: 381 S Main St, Crystal Lake IL 60014, United States DESCRIPTION: Administrative support for 3 financial advisors. Financial representative on my book of business.
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Ann Dixon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2016 - Present
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC
Office #1: 381 S. Main Street, Crystal Lake, IL 60014RIA
CRD#: 147376
Crystal Lake, IL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 85 W Algonquin Rd Suite 500, Arlington Heights, IL 60005Office #2: 381 South Main Street, Crystal Lake, IL 60014RIA
BD
CRD#: 23131
Arlington Heights, IL
Past
April 25, 2016 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
CRYSTAL LAKE, IL
Past
July 5, 2011 - April 27, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
CRYSTAL LAKE, IL
Past
July 5, 2011 - April 27, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
CRYSTAL LAKE, IL
Past
November 25, 2008 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
CRYSTAL LAKE, IL
Past
November 25, 2008 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CRYSTAL LAKE, IL
Past
July 25, 2007 - November 25, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
CRYSTAL LAKE, IL
Past
July 25, 2007 - November 25, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CRYSTAL LAKE, IL
Past
October 13, 1999 - July 24, 2007
VISION INVESTMENT SERVICES, INC.
BD
CRD#: 46609
CRYSTAL LAKE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC
AMERICAN COMMUNITY WEALTH MANAGEMENT LLC | AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC
CRD#: 147376 / SEC#: 801-132912
RIA
Registered Investment Advisory firm - (7/3/2025 Approved)Florida
Registered Investment Advisory firm - (7/18/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/18/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (7/18/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/23/2024)
IAR
Illinois(9/22/2016)
RR
Illinois(8/23/2024)
RR
New York(8/23/2024)
RR
Texas(8/23/2024)
RR
Utah(8/23/2024)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC
AMERICAN COMMUNITY WEALTH MANAGEMENT LLC | AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC
CRD#: 147376 / SEC#: 801-132912
RIA
Registered Investment Advisory firm - (7/3/2025 Approved)Florida
Registered Investment Advisory firm - (7/18/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/18/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (7/18/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
381 S. Main Street, Crystal Lake, IL 60014
Mailing Address
P.o. Box 2788, Crystal Lake, IL 60039-2788
Phone number
(815) 479-9024
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 231 |
| AUM (Assets Under Management) | $ 115,911,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
