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KK

Kyle Andrew Kraus

CFP®
ALPHACORE CAPITAL
LA JOLLA, CA
·CRD# 4032935·27 years experience

Professional Summary

Kyle Andrew Kraus, CFP®, who also goes by Kyle Kraus, is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in La Jolla, California. Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kyle has worked at 14 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kyle Kraus

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

27 years in the financial services industry

Current & Past Employments

ALPHACORE CAPITAL LLC·CRD# 174346
RIA
1200 Prospect St Suite 200, La Jolla, CA 92037
May 16, 2024 - Present
CORIENT·CRD# 319448
RIA
San Diego, CA
May 23, 2023 - May 9, 2024
EDELMAN FINANCIAL ENGINES·CRD# 104510
RIA
Phoenix, AZ
November 15, 2019 - April 14, 2023
VANGUARD ADVISERS, INC.·CRD# 106715
RIA
Scottsdale, AZ
November 14, 2016 - May 1, 2019
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Scottsdale, AZ
November 10, 2016 - May 1, 2019
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Peoria, AZ
April 7, 2016 - October 21, 2016
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Peoria, AZ
March 30, 2016 - October 21, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Peoria, AZ
June 11, 2015 - March 22, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Peoria, AZ
April 7, 2015 - March 22, 2016
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
Phoenix, AZ
May 14, 2014 - March 9, 2015
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Phoenix, AZ
November 15, 2013 - March 9, 2015
SCHWAB WEALTH ADVISORY, INC.·CRD# 159035
RIA
Phoenix, AZ
January 3, 2012 - December 9, 2013
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Phoenix, AZ
October 29, 2008 - December 31, 2011
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Phoenix, AZ
October 27, 2008 - December 5, 2013
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Phoenix, AZ
May 15, 2008 - August 7, 2008
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Phoenix, AZ
April 1, 2008 - August 7, 2008
APPLIED STRATEGIES AND COUNSEL, INC.·CRD# 135162
RIA
Scottsdale, AZ
October 3, 2006 - November 20, 2007
BRANDES INVESTMENT PARTNERS, LP·CRD# 105404
RIA
San Diego, CA
May 20, 2002 - August 8, 2006
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
December 23, 1999 - April 10, 2001

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Current Firm

AC
ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - SEC (9/28/2016 Approved)
California
Registered Investment Advisory firm - California (11/9/2016 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (9/28/2016 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/13/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1200 Prospect St Suite 200, La Jolla, CA 92037

Phone Number

(858) 875-4100

# of Employees

124

SEC notice filing (48 States and Territories)

Registered to provide investment advisory services in 48 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALPHACORE FORM ADV PART 2A-AUG 2026 (8/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

13,477

AUM (Assets Under Management)

$12,959,408,390

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Freelance musical artist; Non-investment related; Various venues; Music; Musician; 10/2023; 5 hours per month, none during business hours; Musical performance.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - SEC (9/28/2016 Approved)
California
Registered Investment Advisory firm - California (11/9/2016 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (9/28/2016 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/13/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(5/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2009About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2002About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Kyle Andrew Kraus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KK
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