Henk J. Fischer

DILIGENT INVESTORS

Redlands, CA 92374

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CRD#: 4032809

Professional summary

Henk Juergen Fischer, who also goes by Henk J Fischer, is a registered financial advisor currently at DILIGENT INVESTORS, LLC located in Redlands, California and M. S. HOWELLS & CO. located in Redlands, California.

Henk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Henk has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henk J Fischer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARCH 2016; DILIGENT INVESTORS, LLC, BANNING, CA; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; EXECUTIVE VICE PRESIDENT; FINANCIAL ADVISOR AND PART OWNER; DEVOTE 150 HRS/MONTH, 6 HRS/DAY DURING MARKET HOURS. 2016; Southwest Annuities Marketing; investment-related; Phoenix, AZ; fixed annuity IMO; advise clients on fixed annuities; devote 10 hrs/month; 1 hr/month during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henk Juergen Fischer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2016 - Present

DILIGENT INVESTORS, LLC

Office #1: 1447 Ford Street Suite 200, Redlands, CA 92374

RIA

CRD#: 158708

Redlands, CA

Current

March 19, 2016 - Present

M. S. HOWELLS & CO.

Office #1: 1447 Ford Street Suite 200, Redlands, CA 92374

CRD#: 104100

Redlands, CA

Past

May 2, 2011 - April 11, 2016

MORGAN STANLEY

RIA

CRD#: 149777

RIVERSIDE, CA

Past

May 2, 2011 - April 11, 2016

MORGAN STANLEY

CRD#: 149777

RIVERSIDE, CA

Past

August 22, 2001 - May 4, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ONTARIO, CA

Past

January 6, 2000 - May 4, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ONTARIO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DILIGENT INVESTORS, LLC

CRD#: 158708 / SEC#: 801-72643

RIA

Registered Investment Advisory firm - (8/19/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/23/2019)

IAR

California
(3/18/2016)

California
(3/19/2016)

Florida
(3/25/2022)

Georgia
(1/2/2024)

Idaho
(12/10/2021)

Illinois
(1/2/2024)

Missouri
(3/25/2022)

Nevada
(5/24/2021)

North Carolina
(1/2/2024)

Oregon
(1/23/2019)

South Carolina
(12/10/2021)

Tennessee
(1/2/2024)

Texas
(10/1/2020)

Utah
(1/2/2019)

Washington
(10/20/2023)

Wyoming
(12/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/4/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/23/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/5/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/24/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/17/2004

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

DILIGENT INVESTORS, LLC

CRD#: 158708 / SEC#: 801-72643

RIA

Registered Investment Advisory firm - (8/19/2011 Approved)

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Contact information

Main Address

1447 Ford Street Suite 200, Redlands, CA 92374

Mailing Address

1447 Ford Street, Redlands, CA 92374

Phone number

(909) 792-2894

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DI - ADV PART 2A: FIRM BROCHURE (2/10/2025)

DI - ADV PART 2A APPENDIX 1: WRAP BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts	1,922
AUM (Assets Under Management)	$ 664,728,436

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Henk J. Fischer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henk Juergen Fischer's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DILIGENT INVESTORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/4/2000

SIE

Date: 10/1/2018

Series 31

Date: 7/23/2004

Series 7

Date: 1/5/2000

Series 10

Date: 1/24/2004

Series 9

Date: 1/17/2004

FINRA

Nasdaq Stock Market

Current Firm

DILIGENT INVESTORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DILIGENT INVESTORS, LLC

TRUST BUT VERIFY

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