John G. Christian
Professional summary
John Gordon Christian IV, CFP®, who also goes by Jack Christian, John G. Christian IV, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Fort Lauderdale, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 31, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Gordon Christian IV's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Gordon Christian IV's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
January 24, 2025 - Present
OSAIC WEALTH, INC.
January 24, 2025 - Present
OSAIC WEALTH, INC.
December 6, 2023 - January 24, 2025
OSAIC FA, INC.
December 5, 2023 - January 24, 2025
OSAIC FA, INC.
August 3, 2017 - October 12, 2023
TRUIST ADVISORY SERVICES, INC.
June 20, 2017 - October 12, 2023
TRUIST INVESTMENT SERVICES, INC.
September 3, 2009 - June 12, 2017
J.P. MORGAN SECURITIES LLC
February 5, 2004 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
October 15, 2001 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
November 23, 1999 - October 15, 2001
WACHOVIA SECURITIES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2025)
(1/24/2025)
(4/17/2025)
(4/21/2025)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.