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JK

John Karl Kolovos

MACRO RISK ADVISORS
RYE, NY
·CRD# 4032418·27 years experience

Professional Summary

John Karl Kolovos is a registered financial advisor currently at MACRO RISK ADVISORS LLC located in Rye, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 87 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

MACRO RISK ADVISORS LLC·CRD# 148143
BD
411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580
August 14, 2018 - Present
BAIRD STRATEGAS LLC·CRD# 149326
BD
New York, NY
January 4, 2013 - June 3, 2013
COWEN PRIME SERVICES LLC·CRD# 153397
BD
New York, NY
November 1, 2010 - November 2, 2010
MF GLOBAL INC.·CRD# 6731
BD
New York, NY
November 1, 2010 - October 6, 2011
SANDERS MORRIS LLC·CRD# 20580
BD
New York, NY
July 22, 2009 - November 2, 2010
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC·CRD# 28195
BD
New York, NY
March 30, 2007 - July 24, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 24, 1999 - March 30, 2007

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Current Firm

MR
MACRO RISK ADVISORS LLC

MACRO RISK ADVISORS LLC

CRD#: 148143 / SEC#: 8-67973
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580

Mailing Address

Po Box 6259, Fair Haven, NJ 07704

Phone Number

(212) 287-2640

Established

New York since 05/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MACRO HOLDINGS LLCSHAREHOLDER - MEMBER—
CURNUTT, DEAN CARLPRESIDENT—
LUTTENBERGER, JOHN THOMASCHIEF COMPLIANCE OFFICER—
TAO, BING QINFINOP6253793

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2018About the Series 7 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Mar 2005About the Series 87 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Karl Kolovos's CRS (Customer Relationship Summary).

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