John Karl Kolovos
Professional Summary
John Karl Kolovos is a registered financial advisor currently at MACRO RISK ADVISORS LLC located in Rye, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 87 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MACRO RISK ADVISORS LLC
Contact Information
Main Address
411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580Mailing Address
Po Box 6259, Fair Haven, NJ 07704Phone Number
(212) 287-2640Established
New York since 05/09/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | — |
| CURNUTT, DEAN CARL | PRESIDENT | — |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | — |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Mar 2005About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Karl Kolovos's CRS (Customer Relationship Summary).
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