Brian D. Brogan
Professional summary
Brian D Brogan, who also goes by Brian Denis Brogan, is a registered financial advisor currently at BROGAN ASSET MANAGEMENT, LLC located in Wynnewood, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brian has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian D Brogan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2025 - Present
BROGAN ASSET MANAGEMENT, LLC
October 17, 2024 - May 30, 2025
ALDEN INVESTMENT GROUP
December 1, 2023 - June 21, 2024
EXEMPLAR WEALTH ADVISORS, LLC
February 23, 2017 - September 21, 2017
OPPENHEIMER & CO. INC.
February 23, 2017 - September 21, 2017
OPPENHEIMER & CO. INC.
April 22, 2015 - September 23, 2015
BCG SECURITIES, INC.
April 14, 2015 - September 23, 2015
BCG SECURITIES, INC.
October 15, 2012 - April 16, 2013
PURSHE KAPLAN STERLING INVESTMENTS
August 11, 2011 - May 18, 2012
VE CAPITAL MANAGEMENT LLC
October 28, 2010 - January 10, 2011
MORGAN STANLEY
October 28, 2010 - January 10, 2011
MORGAN STANLEY
November 25, 2009 - December 31, 2022
BROGAN GROUP INVESTMENT ADVISORS LLC
May 8, 2009 - December 10, 2009
LPL FINANCIAL LLC
April 29, 2009 - December 10, 2009
LPL FINANCIAL LLC
July 17, 2008 - January 22, 2009
PACER ADVISORS, INC.
July 17, 2008 - January 22, 2009
PACER FINANCIAL, INC.
June 11, 2008 - June 18, 2008
H. G. WELLINGTON & CO., INC.
July 1, 2003 - June 18, 2008
H. G. WELLINGTON & CO., INC.
October 15, 2002 - June 30, 2003
USALLIANZ SECURITIES, INC.
June 2, 2001 - January 8, 2002
DIRECTED SERVICES LLC
March 16, 2001 - April 27, 2001
PNC BROKERAGE CORP
December 10, 1999 - March 5, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/3/2025)
Exams
Current Firm
BROGAN ASSET MANAGEMENT, LLC
CRD#: 336800 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 500,000 |
Red Flags
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