CR
Corey D. Ross
CETERA INVESTMENT ADVISERS LLC
SPOKANE VALLEY, WA 99212
Some features on this profile are disabled
CRD#: 4031863
CR
Professional summary
Corey Douglas Ross, AIF®, who also goes by Cory Ross, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spokane Valley, Washington and CETERA ADVISORS LLC located in Spokane Valley, Washington.
Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Corey has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cory Ross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, ANNUITIES, AND LONG TERM CARE 2.NAME OF OTHER BUSINESS: THE EXTRA MILE ACADEMY INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: FINANCIAL LITERACY NON PROFIT START DATE: 7/2014 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: EXECUTIVE DIRECTOR BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 3.NAME OF OTHER BUSINESS: COREY ROSS CONSULTING, LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: THE EXTRA MILE ACADEMY (TEMA) INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX PREPARATION, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: OFFERS TAX PREPARATION SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Corey Douglas Ross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 920 N Argonne Rd Ste 204, Spokane Valley, WA 99212RIA
CRD#: 105644
SPOKANE VALLEY, WA
Current
July 6, 2017 - Present
CETERA ADVISORS LLC
Office #1: 920 N Argonne Rd Ste 204, Spokane Valley, WA 99212BD
CRD#: 10299
Spokane Valley, WA
Past
July 7, 2017 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
SPOKANE, WA
Past
December 17, 2010 - May 22, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
SPOKANE VALLEY, WA
Past
December 17, 2010 - May 22, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
SPOKANE VALLEY, WA
Past
February 11, 2010 - June 9, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
SPOKANE, WA
Past
February 11, 2010 - June 9, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SPOKANE, WA
Past
October 11, 2007 - November 6, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SPOKANE, WA
Past
October 11, 2007 - November 6, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SPOKANE, WA
Past
February 25, 2005 - August 21, 2006
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
PULLMAN, WA
Past
February 25, 2005 - August 21, 2006
WAMU INVESTMENTS, INC.
BD
CRD#: 599
PULLMAN, WA
Past
July 13, 2001 - February 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DENVER, CO
Past
April 10, 2001 - February 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/29/2017)
RR
Arizona(8/11/2017)
RR
Arkansas(6/30/2025)
RR
California(7/7/2017)
RR
Colorado(4/2/2024)
RR
Florida(10/16/2017)
RR
Georgia(9/13/2017)
RR
Hawaii(9/1/2017)
RR
Idaho(7/7/2017)
RR
Indiana(5/19/2025)
RR
Kansas(12/3/2021)
RR
Michigan(5/8/2020)
RR
Minnesota(9/12/2017)
RR
Missouri(6/15/2020)
RR
Montana(9/1/2017)
RR
New Mexico(8/3/2022)
RR
North Carolina(11/20/2020)
RR
Oregon(7/18/2017)
RR
Tennessee(3/16/2022)
RR
Texas(11/3/2017)
IAR
Texas(3/21/2024)
RR
Utah(9/3/2020)
RR
Washington(8/29/2017)
IAR
Washington(3/21/2024)
RR
Wisconsin(7/7/2017)
RR
Wyoming(7/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
