Daniel A. Fuccillo

BRADESCO SECURITIES

New York, NY 10022

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CRD#: 4031577

Professional summary

Daniel Anthony Fuccillo is a registered financial professional currently at BRADESCO SECURITIES, INC. located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Anthony Fuccillo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2017 - Present

BRADESCO SECURITIES, INC.

Office #1: 450 Park Avenue 32nd Floor, New York, NY 10022

CRD#: 104347

New York, NY

Past

April 11, 2005 - October 26, 2017

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

December 20, 1999 - April 12, 2005

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/26/2017)

Exams

State Security Law Exam

Series 63

Date: 3/27/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 12/1/2015

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 12/18/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/17/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BRADESCO SECURITIES, INC.

BRADESCO BBI | BRADESCO SECURITIES, INC.

CRD#: 104347 / SEC#: , 8-52806

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

450 Park Avenue 32nd Floor, New York, NY 10022

Mailing Address

450 Park Avenue 32nd Floor, New York, NY 10022

Phone number

(212) 888-9142

Established

Delaware since 04/28/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BANCO BRADESCO S.A.	SOLE SHAREHOLDER OF APPLICANT'S COMMON STOCK
BEHAR, ISABELA MARTA	CHIEF COMPLIANCE OFFICER	2940509
BOETGER, BRUNO D'AVILA MELO	CHAIRMAN OF THE BOARD OF DIRECTORS	2505487
DOHERTY, JAMES HUGH	PRINCIPAL OPERATIONS OFFICER	4197747
MARQUES, RUI MIGUEL ALEIXO	VICE-CHAIRMAN OF THE BOARD OF DIRECTORS	7304773
PORTNOFF, DAVID ROSS	FINANCIAL AND OPERATIONS PRINCIPAL / PRINCIPAL FINANCIAL OFFICER	2977967
REITZFELD, FERNANDO RAIZ	CHIEF EXECUTIVE OFFICER / MEMBER OF THE BOARD OF DIRECTORS	7514819

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel A. Fuccillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Anthony Fuccillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

HSBC SECURITIES (USA) INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/27/2000

SIE

Date: 10/1/2018

Series 79

Date: 12/1/2015

Series 7

Date: 12/18/1999

Series 24

Date: 8/17/2018

FINRA

Current Firm

BRADESCO SECURITIES, INC.

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BRADESCO SECURITIES, INC.

TRUST BUT VERIFY

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