Xing Su
Professional summary
Xing Su, who also goes by Sherry Su, is a registered financial advisor currently at TJ CAPITAL HOLDINGS LLC located in Springfield, New Jersey.
Xing is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Xing has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Xing Su's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2004 - Present
TJ CAPITAL HOLDINGS LLC
October 25, 1999 - May 1, 2025
UNIVEST SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/20/2004)
(11/23/2021)
Exams
Current Firm
TJ CAPITAL HOLDINGS LLC
CRD#: 122863 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 37,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
