Melissa M. Robinson

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CRD#: 4031031

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melissa Mita Robinson, who also goes by Melissa Ann Mita, Melissa Mita Wheeler, was a registered financial professional .

Melissa is a previously registered financial professional and started their career in finance in 2000. Melissa had worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Melissa Ann Mita | Melissa Mita Wheeler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 28, 2024 - November 17, 2025

FLAHARTY ASSET MANAGEMENT, LLC

RIA

CRD#: 168495

Clearwater, FL

Past

May 23, 2024 - December 31, 2025

LPL FINANCIAL LLC

CRD#: 6413

CLEARWATER, FL

Past

July 18, 2016 - May 28, 2024

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

October 3, 2007 - May 28, 2024

J.W. COLE FINANCIAL, INC.

CRD#: 124583

TAMPA, FL

Past

January 25, 2000 - October 9, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLAHARTY ASSET MANAGEMENT, LLC

CRD#: 168495 / SEC#: 801-78437

RIA

Registered Investment Advisory firm - (8/27/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/20/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/24/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2000

General Securities Principal Examination

Current Firm

FLAHARTY ASSET MANAGEMENT, LLC

CRD#: 168495 / SEC#: 801-78437

RIA

Registered Investment Advisory firm - (8/27/2013 Approved)

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Contact information

Main Address

311 Park Place Blvd. Suite 150, Clearwater, FL 33759

Mailing Address

Phone number

(727) 252-1050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/28/2025)

DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,121
AUM (Assets Under Management)	$ 809,577,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Melissa M. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FLAHARTY ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/2024

Series 65

Date: 6/24/2016

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2000

Series 24

Date: 12/18/2000

Current Firm

FLAHARTY ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLAHARTY ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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