Jody J. Roth
CWM
Fort Collins, CO 80525
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CRD#: 4030963
Professional summary
Jody Jeremiah Roth, CFP® is a registered financial advisor currently at CWM, LLC located in Fort Collins, Colorado and CETERA INVESTMENT ADVISERS LLC located in Fort Collins, Colorado.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jody has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INV REL : YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE O BUSINESS: FIXED INSURANCE; START DATE: 01/2000; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CWM LLC DBA CARSON PARTNERS - CRD # 155344; INV REL : YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; STAR DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE / WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBE OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING ADVISORY SERVICES WHEN NEEDED; 3. NAME OF OTHER BUSINESS: BUSINE NETWORKING INTL. INV REL : NO; ADDRESS: FORT COLLINS, CO 80526; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: MEMBERSHIP COMMITTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: NETWORKING GROUP OF PROFESSIONALS THAT MEETING WEEKLY TO HELP EACH OTHER WITH EVERYTHING, GROWTH MANAGEMENT, BIZ CONSULTING; 4. NAME OF OTHER BUSINESS: COLLENDALE OFFICE COMPLEX; INV REL : NO; ADDRESS: FORT COLLINS, CO 80525; NATURE OF BUSINESS: OFFICE COMPLEX; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER O HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MEET 1X PER YEAR. APPROVE BUDGET AND OUTLOOK FOR OFFICE COMPLEX. 5. NAME O OTHER BUSINESS: JODY J ROTH - MULTIPLE RENTAL PROPERTIES; INV REL : NO; ADDRESS: TIMNATH, CO 80547; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 05/2005; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWN AND MANAGE REAL ESTATE - FT. COLLINS, CO / THORNTON, CO / FRASER, CO / WELLINGTON, CO / HEATHRIDGE ROAD / ENGLEWOOD, CO; 6. OTHER BUSINESS: FOSTER ROTH LLC; INV REL : NO; ADDRESS: FORT COLLINS, CO 80524 NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 01/2007; TITLE: MANAGING MEMBER; HRS PER WEEK: 1; HRS DURING TRADING HOURS: 1; DUTIES: OWN AND MANAGE COMMERCIAL REAL ESTATE; 7. OTHER BUSINESS: SANDSTONE CANYON VENTURES LLC; INV REL : NO; ADDRESS: VERNAL, UT 84078; NATURE OF BUSINESS: PERSONAL REAL ESTATE; START DATE: 01/2003; TITLE: MANAGING MEMBER; HRS PER WEEK: 1; HRS DURING TRADING HOURS: 1; DUTIES: OWN AND MANAGE REAL ESTATE; 8. OTHER BUSINESS: DAVIS VON LLC; INV REL : NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFIC CONDO; START DATE: 01/2010; TITLE: OWNER; HRS PER WEEK: 1; HRS DURING TRADING HOURS: 1; DUTIES: OWNER OF COMMERCIAL REAL ESTATE. 9. OTHER BUSINESS: JJ ROTH FINANCIAL, LLC; INV REL : NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMPANY IS USED FOR TAX PURPOSES; START DATE: 01/2000; TITLE: OWNER; HRS PER WEEK: 1; HRS DURING TRADING HOURS: 1; DUTIES: THIS COMPANY IS USED FOR TAX PURPOSES ONLY; 10. OTHER BUSINESS: WEALTH PLANNERS OF COLORADO; INV REL : YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FO FINANCIAL SERVICES; START DATE: 02/2024; TITLE: OWNER; HRS PER WEEK: 40; HRS DURING TRADING HOURS: 32; DUTIES: PROVIDING ADVISORY AND BROKERAG SERVICES AS NEEDED; 11. OTHER BUSINESS: NOTARY; INV REL : NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 01/2005; TITLE: NOTARY; HRS PER WEEK: LESS THAN 1; HRS DURING TRADING HOURS: LESS THAN 1; DUTIES: NOTARY SERVICES TO CLEINTS WHEN NEEDED; 12) NAME: MIAH VON LLC; INV REL: NO; SAME AS REGISTERED LOCATION; NATURE REAL ESTATE;START: 04/2025;POSITION: MANAGING MEMBER; APX # OF HRS PER WK: 1;APX # OF HRS DUR TRAD HRS: 1; DUTIES: MANAGE REAL ESTATE;
CRS (Client Relationship Summary) - RIA
Click below to view Jody Jeremiah Roth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
March 11, 2024 - Present
CWM, LLC
Office #1: 4025 Automation Way, Unit B-4, Fort Collins, CO 80525RIA
CRD#: 155344
Fort Collins, CO
Current
March 11, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4025 Automation Way B4, Fort Collins, CO 80525RIA
CRD#: 105644
Fort Collins, CO
Current
March 11, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4025 Automation Way B4, Fort Collins, CO 80525BD
CRD#: 13572
Fort Collins, CO
Past
November 14, 2017 - March 13, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Fort Collins, CO
Past
October 4, 2016 - March 11, 2024
CONTINUUM ADVISORY, LLC
RIA
CRD#: 283155
Fort Collins, CO
Past
May 13, 2016 - November 17, 2017
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
FORT COLLINS, CO
Past
May 13, 2016 - November 17, 2017
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
FORT COLLINS, CO
Past
December 10, 2003 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
FORT COLLINS, CO
Past
September 30, 1999 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
FORT COLLINS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/19/2024)
RR
Arkansas(3/11/2024)
RR
California(2/13/2025)
RR
Colorado(3/11/2024)
IAR
Colorado(3/11/2024)
RR
Florida(4/2/2024)
RR
Idaho(3/11/2024)
RR
Missouri(3/11/2024)
RR
Montana(4/2/2024)
RR
New York(3/11/2024)
RR
North Carolina(3/19/2024)
RR
North Dakota(3/11/2024)
RR
Oregon(3/11/2024)
RR
Rhode Island(3/11/2024)
RR
South Dakota(3/11/2024)
RR
Texas(3/11/2024)
IAR
Texas(3/11/2024)
RR
Utah(3/11/2024)
RR
Wyoming(3/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
