Herbert Lashan Walton
Professional Summary
Herbert Lashan Walton, who also goes by Herbert L Walton, Herbert Lashan Walton, Herbert Walton, is a registered financial advisor currently at FUTU CLEARING INC located in Dallas, Texas. Herbert is registered as a RR (Registered Representative) and started their career in finance in 1999. Herbert has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 14, Series 30 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Herbert L Walton, Herbert Lashan Walton, Herbert Walton
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
FUTU CLEARING INC
Contact Information
Main Address
12750 Merit Drive Suite 475, Dallas, TX 75251Mailing Address
12750 Merit Drive Suite 475, Dallas, TX 75251Phone Number
(972) 665-6903Established
Delaware since 08/13/2018Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/14/2026)
(10/14/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Herbert Lashan Walton's CRS (Customer Relationship Summary).
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