Dennis P. Lowenfels

QUASAR DISTRIBUTORS

New York, NY 10017

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CRD#: 4030379

Professional summary

Dennis Paul Lowenfels, who also goes by Dennis Paul Lowenfels Mr, Dennis Paul Lowenfels, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in New York, New York.

Dennis is registered as a RR (Registered Representative) and started their career in finance in 1999. Dennis has worked at 11 firms and has passed the Series 63, Series 3, SIE, Series 87, Series 55, Series 7, Series 30, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dennis Paul Lowenfels Mr | Dennis Paul Lowenfels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dennis Paul Lowenfels's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2024 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 295 Madison Ave. 26th Floor, New York, NY 10017

CRD#: 103848

New York, NY

Past

March 30, 2020 - January 16, 2024

DISTRIBUTION SERVICES, LLC

CRD#: 25938

PORTLAND, ME

Past

May 18, 2016 - April 30, 2018

HEDGEMARK SECURITIES LLC

CRD#: 164503

NEW YORK, NY

Past

February 16, 2011 - October 24, 2014

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

September 24, 2009 - February 14, 2011

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

August 17, 2007 - August 14, 2009

KNIGHT CAPITAL MARKETS LLC

CRD#: 38379

JERSEY CITY, NJ

Past

April 12, 2006 - August 14, 2009

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

February 27, 2004 - April 11, 2006

COMPUTERSHARE SECURITIES CORPORATION

CRD#: 107023

CHICAGO, IL

Past

November 13, 2003 - February 23, 2004

TRINIX SECURITIES LLC

CRD#: 103360

ENCINITAS, CA

Past

March 1, 2002 - August 6, 2002

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

Past

May 14, 2001 - March 12, 2002

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

November 17, 1999 - May 7, 2001

ICAPITAL MARKETS LLC

CRD#: 5209

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/11/2025)

Alaska
(2/11/2025)

Arizona
(2/11/2025)

Arkansas
(2/11/2025)

California
(2/11/2025)

Colorado
(2/11/2025)

Connecticut
(2/11/2025)

Delaware
(2/11/2025)

District of Columbia
(2/11/2025)

Florida
(2/11/2025)

Georgia
(2/11/2025)

Hawaii
(2/11/2025)

Idaho
(2/11/2025)

Illinois
(2/11/2025)

Indiana
(2/11/2025)

Iowa
(2/11/2025)

Kansas
(2/11/2025)

Kentucky
(2/11/2025)

Louisiana
(2/11/2025)

Maine
(2/11/2025)

Maryland
(2/11/2025)

Massachusetts
(2/11/2025)

Michigan
(2/11/2025)

Minnesota
(2/11/2025)

Mississippi
(2/11/2025)

Missouri
(2/11/2025)

Montana
(2/11/2025)

Nebraska
(2/11/2025)

Nevada
(2/11/2025)

New Hampshire
(2/11/2025)

New Jersey
(2/8/2024)

New Mexico
(2/11/2025)

New York
(1/29/2024)

North Carolina
(2/11/2025)

North Dakota
(2/11/2025)

Ohio
(2/12/2025)

Oklahoma
(1/29/2024)

Oregon
(2/11/2025)

Pennsylvania
(2/11/2025)

Rhode Island
(2/11/2025)

South Carolina
(2/11/2025)

South Dakota
(2/11/2025)

Tennessee
(2/11/2025)

Texas
(2/11/2025)

Utah
(2/11/2025)

Vermont
(2/11/2025)

Virginia
(2/11/2025)

Washington
(2/11/2025)

West Virginia
(2/11/2025)

Wisconsin
(2/11/2025)

Wyoming
(2/11/2025)

Exams

State Security Law Exam

Series 63

Date: 12/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/17/2018

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 4/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/22/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 5/29/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/16/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 8/18/2018

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 5/3/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/15/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis P. Lowenfels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dennis Paul Lowenfels's CRS (Customer Relationship Summary).

Certified licenses

Experience

DISTRIBUTION SERVICES, LLC

HEDGEMARK SECURITIES LLC

GFI SECURITIES LLC

KNIGHT CAPITAL AMERICAS, L.P.

KNIGHT CAPITAL MARKETS LLC

KNIGHT CAPITAL AMERICAS, L.P.

COMPUTERSHARE SECURITIES CORPORATION

TRINIX SECURITIES LLC

LIGHTSPEED PROFESSIONAL TRADING LLC

WORLDCO, L.L.C.

ICAPITAL MARKETS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/3/1999

Series 3

Date: 7/17/2018

SIE

Date: 4/30/2018

Series 87

Date: 9/22/2006

Series 55

Date: 5/29/2001

Series 7

Date: 11/16/1999

Series 30

Date: 8/18/2018

Series 4

Date: 5/3/2000

Series 24

Date: 3/15/2000

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

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