Nancy J. Cooper
Professional summary
Nancy Joan Cooper, who also goes by Nancy J Cooper, is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 2000. Nancy has worked at 5 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nancy Joan Cooper's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2011 - Present
IRC SECURITIES LLC
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170Office #2: 420 Lexington Avenue Suite 300, New York, NY 10170June 22, 2017 - April 12, 2019
PETER R. MACK & CO., INC.
March 5, 2012 - July 23, 2014
OTC LINK LLC
September 1, 2010 - May 31, 2012
WTS PROPRIETARY TRADING GROUP LLC
May 23, 2000 - October 13, 2009
HILL THOMPSON MAGID & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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