KB
Kathy L. Banyas
UNITED ADVISOR GROUP
Alexandria, VA 22314
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CRD#: 4028937
KB
Professional summary
Kathy Lynn Banyas is a registered financial advisor currently at UNITED ADVISOR GROUP located in Alexandria, Virginia.
Kathy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kathy has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kathy Lynn Banyas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2025 - Present
UNITED ADVISOR GROUP
Office #1: 118 N St. Asaph St Suite A, Alexandria, VA 22314RIA
CRD#: 324205
Alexandria, VA
Past
May 6, 2024 - February 20, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALEXANDRIA, VA
Past
May 6, 2024 - February 20, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
ALEXANDRIA, VA
Past
March 21, 2022 - May 10, 2024
MOMENTUM INDEPENDENT NETWORK INC.
RIA
CRD#: 17587
Glen Allen, VA
Past
March 21, 2022 - May 10, 2024
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
Glen Allen, VA
Past
February 17, 2021 - March 11, 2022
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
Alexandria, VA
Past
February 17, 2021 - March 11, 2022
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ALEXANDRIA, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
July 6, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
ALEXANDRIA, VA
Past
July 6, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
ALEXANDRIA, VA
Past
January 30, 2004 - May 26, 2006
SPIRE WEALTH MANAGEMENT, LLC
RIA
CRD#: 113908
MCLEAN, VA
Past
October 6, 2003 - May 31, 2006
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
MCLEAN, VA
Past
November 15, 2002 - August 15, 2003
FERRIS, BAKER WATTS, LLC
RIA
CRD#: 285
MCLEAN, VA
Past
October 27, 2000 - August 15, 2003
FERRIS, BAKER WATTS, LLC
BD
CRD#: 285
BALTIMORE, MD
Past
May 4, 2000 - November 13, 2000
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
RICHMOND, VA
Past
November 23, 1999 - April 4, 2000
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 23, 1999 - April 4, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH SYNC PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TREVINO FINANCIAL GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PQX PLANNING & WEALTH MANAGEMENT | PLUM CREEK WEALTH ADVISORS | ORCUTT COMPANIES | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MODERN WEALTH METHODS | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | JOSEPH WEALTH MANAGEMENT | IRONSIDE STRATEGIES | INSIGHT WEALTH MANAGEMENT | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | CONFIDENCE FINANCIAL | CAPITAL T PARTNERS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(12/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH SYNC PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TREVINO FINANCIAL GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PQX PLANNING & WEALTH MANAGEMENT | PLUM CREEK WEALTH ADVISORS | ORCUTT COMPANIES | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MODERN WEALTH METHODS | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | JOSEPH WEALTH MANAGEMENT | IRONSIDE STRATEGIES | INSIGHT WEALTH MANAGEMENT | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | CONFIDENCE FINANCIAL | CAPITAL T PARTNERS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
