BB
Brett W. Bly
EAGLE STRATEGIES LLC
LAKE STEVENS, WA 98258
Some features on this profile are disabled
CRD#: 4028543
BB
Professional summary
Brett W Bly is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Lake Stevens, Washington and NYLIFE SECURITIES LLC located in Lake Stevens, Washington.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Brett has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Uniquity LLC ; investment related; holding companies for rental real estate; 33% owner; 18122 157TH AVE NE WOODINVILLE 98072-9289 WA; start 01/2013; 1 hour per month, 0 hours during securities trading hours] [Crimson and Gold LLC; An investment related real estate holding LLC; 50 percent owner; Properties are managed by an outside professional property manager.; 18122 157TH AVE NE WOODINVILLE WA 98072; Start Date 09/2004; Owner/member: 2 hours per month, 0 hours during securities trading hours; My duties are to speak with property manager, and commercial lenders about once or twice a quarter.] [LSCVancouver WA DST; A personal investment in a Delaware Statutory Trust that owns a elder home facility in Vancouver WA.; 170 N. RADNOR CHESTER ROAD # 250, Radnor PA 19087; start 05/2023; Owner/member; passive investment in a Delaware Statutory Trust; 0 hours per month] [ONE ON 4TH, DST; Investment related Delaware Statutory Trust ownership. A less than 1% interest in a DST that owns an apartment in Stillwater Oklahoma; passive investment, zero management control; 20 ENTERPRISE, SUITE 400, ALISO VIEJO, CA 92656; Start date/06/2023;- Role/Title- Owner/member; 0 hours spent on this passive investment] [Sound Investors LLC; Tangentially related to investments. A small LLC that employs one maintenance person who works on all of our rental properties. He bills his time to this LLC which gets money transferred in from other LLCs. 18122 157TH AVE NE WOODINVILLE 98072-9289 WA; Owner/member; Started 08/2006; Zero hours spent on this business. I have no direct duties for this LLC.] [ Building Cleveland LLC; Investment related real estate holding LLC; 18122 157TH AVE NE WOODINVILLE WA 98072; Owner/member; Started 10/2006; 1 hour per month, 0 hours during securities trading hours; calling property manager and/or business partners regarding maintenance and rent up issues. Also speak with commercial lenders about quarterly] [Rental Property - 310 NE Spaulding St, 320/322 NE Spaulding St, 515 NE Maple St,; 3 rental houses owned by myself and two other partners.; start 06/2006; rental income; 33% owner; real estate related] [Rental Property - 415 NE Kamiaken St,; start 02/2018; 415 NE Kamiaken St, Pullman WA; owner; 0 hours per month; real estate related] [Rental Property - 300 NE Ash St, 825 NE Opal St, 410 NE Colorado St, 955 NE C St, 620 NE Oak St and 630 NE Oak St,; 6 rental properties owned by myself, my business partner and my parents.; start 09/2011; 25% owner; 0 hours per month] [Rental Property - 305 NE Ash St, 715 NE Opal St; start 07/2003; rental income; rental properties owned with my sister and my business partner; 25% owner; 0 hours per month; real estate related][Rental Property - 1025 NE Indiana St, 1030 NE Monroe St,; 1025 NE Indiana St, Pullman WA 99163 and 1030 NE Monroe St, Pullman WA 99163; 1025 NE Indiana St, Pullman WA 99163; Start Date 04/2014; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Brett W Bly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 2008 123rd Avenue Ne, Lake Stevens, WA 98258RIA
CRD#: 110826
LAKE STEVENS, WA
Current
February 12, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 2008 123rd Avenue Ne, Lake Stevens, WA 98258BD
CRD#: 5167
Lake Stevens, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/22/2024)
RR
Idaho(9/10/2024)
RR
Nevada(5/8/2025)
RR
Oklahoma(9/10/2024)
RR
Texas(1/30/2025)
IAR
Texas(2/5/2025)
RR
Washington(3/16/2024)
IAR
Washington(5/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
