Gal Ben-naim

IDB CAPITAL

Beverly Hills, CA 90212

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CRD#: 4028010

Professional summary

Gal Ben-naim, who also goes by Gal Benbaim, is a registered financial professional currently at IDB CAPITAL CORP. located in Beverly Hills, California.

Gal is registered as a RR (Registered Representative) and started their career in finance in 2002. Gal has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gal Benbaim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gal Ben-naim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2005 - Present

IDB CAPITAL CORP.

Office #1: 9401 Wilshire Boulevard Suite # 600, Beverly Hills, CA 90212

CRD#: 106032

Beverly Hills, CA

Past

May 24, 2002 - December 2, 2004

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

BEVERLY HILLS, CA

Past

March 9, 2002 - December 2, 2004

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 15, 2002 - March 9, 2002

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/3/2019)

California
(1/6/2005)

Colorado
(10/4/2017)

Connecticut
(1/6/2005)

Florida
(1/6/2005)

Illinois
(6/1/2006)

Minnesota
(1/21/2020)

Nevada
(11/5/2019)

New Jersey
(1/6/2005)

New York
(1/6/2005)

Ohio
(12/11/2023)

South Dakota
(2/13/2020)

Texas
(10/21/2022)

Utah
(2/26/2014)

Wyoming
(11/7/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IDB CAPITAL CORP.

ALEXANDRA & JAMES CO. | IDB CAPITAL CORP. | IDB ASSET MANAGEMENT, A DIVISION OF IDB CAPITAL CORP. | ALEXANDRA & JAMES CO.

CRD#: 106032 / SEC#: , 8-53000

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1114 Avenue Of The Americas, New York, NY 10036

Mailing Address

1114 Avenue Of The Americas, New York, NY 10036

Phone number

(212) 551-8800

Established

New York since 09/11/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (29 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ISRAEL DISCOUNT BANK OF NEW YORK	SOLE SHAREHOLDER
CASE, LESLIE KATHRYN	SECRETARY	6058280
CLANCY, PATRICIA ANNE	CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER	2753700
FRAHER, NANCY ANN	DIRECTOR	6132794
GRANT, EDMOND F	DIRECTOR	4058518
KIM, EDWARD SANG	FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER	6702617
ROBERTS, DANIEL G	DIRECTOR	6986015
SAVIO, KENNETH JOSEPH	PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR	1428851
SAVIO, KENNETH JOSEPH	INTERIM CHAIRMAN OF THE BOARD	1428851
TREBLE, TIMOTHY	CHIEF COMPLIANCE OFFICER AND DIRECTOR	1699773

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gal Ben-naim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gal Ben-naim's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

SUTRO & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/14/2002

Series 24

Date: 12/15/2006

FINRA

Current Firm

IDB CAPITAL CORP.

Contact information

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

IDB CAPITAL CORP.

TRUST BUT VERIFY

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