Andrew J. Lothian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew John Lothian was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2000. Andrew had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2024 - September 26, 2025
BLAYLOCK VAN, LLC
February 1, 2021 - November 7, 2022
SMBC NIKKO SECURITIES AMERICA, INC.
April 21, 2010 - June 24, 2019
MIZUHO SECURITIES USA LLC
July 17, 2009 - April 15, 2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 29, 2008 - June 19, 2009
RBC CAPITAL MARKETS, LLC
September 15, 2004 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
October 21, 2002 - September 14, 2004
ABN AMRO INCORPORATED
December 20, 2001 - October 22, 2002
HSBC SECURITIES (USA) INC.
January 24, 2001 - January 7, 2002
COWEN AND COMPANY
May 25, 2000 - October 24, 2000
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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