Patrick J. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Thomas was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1999. Patrick had worked at 5 firms and has passed the Series 63, SIE, Series 62, Series 82, Series 99 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2014 - May 9, 2018
COINBASE SECURITIES, INC.
June 26, 2013 - March 4, 2014
FOCUSPOINT PRIVATE CAPITAL GROUP
January 29, 2001 - December 6, 2001
FIVE ARROWS CAPITAL MARKETS LLC
May 5, 2000 - December 6, 2001
ABN AMRO INCORPORATED
December 7, 1999 - May 3, 2000
COMMERZ MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 1/21/2015
Corporate Securities Limited Representative ExaminationCurrent Firm
COINBASE SECURITIES, INC.
CRD#: 151143 / SEC#: , 8-68337
Contact information
Documents
Red Flags
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